A complete list of active advisors currently associated with LBK Financial LLC

Warmer can help you find a great advisor at LBK Financial LLC or one who fits your needs even better.

LBK Financial provides discretionary wealth management and financial planning to a narrow client base that includes individuals, high‑net‑worth clients, trusts, estates, and small businesses. The firm manages approximately $14.6 million in client assets and offers portfolio management, financial planning, and ongoing consultation tailored to each client’s objectives. Portfolios are customized primarily with diversified ETFs and individual equities, and the firm uses a blend of fundamental and technical analysis to inform selection and timing while managing accounts within predetermined risk parameters. Accounts are managed on a discretionary basis, clients may impose investment restrictions, and the firm emphasizes long‑term portfolio construction with attention to volatility control. What is distinctive about the firm is its very small client roster relative to its assets under management and the principal’s extensive compliance and regulatory background at major financial institutions and state regulatory agencies, which informs its policies and procedures. The firm effects third‑party transfers using standing letters of authorization (SLOAs) — a practice that results in being deemed to have custody under SEC guidance — and it does not vote client proxies.

To learn more about the advisors currently working at LBK Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.