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LCM Capital Management Inc.

Updated today

Client AUM

$352,792,802

Clients

455

Advisors

8

of 8 employees

About

LCM Capital Management serves individuals, high‑net‑worth clients, pension and profit‑sharing plans, charitable organizations and corporations, providing discretionary portfolio management, non‑discretionary 529/participant advisory services, pension consulting and participant education. The firm also sponsors a wrap fee program and offers retirement plan consulting under ERISA §3(21) where applicable.

The firm’s investment process emphasizes fundamental analysis of issuers and sector leadership, sourcing equity holdings primarily from S&P 500 and EAFE universes and generally favoring long‑term purchases with low turnover, periodic rebalancing and quarterly reviews. For certain accounts and with client authorization, LCM may employ margin, options, short selling and other derivative strategies to hedge or adjust exposure and to manage liquidity or timing.

Distinctive features include sponsoring a wrap fee program and the use of derivatives and borrowing within separately managed accounts, practices that are less common among peer team firms. The brochure discloses that firm principals are licensed insurance agents and that the firm previously offered convertible bonds of its own company to some clients (resulting in roughly 8% ownership), and it does not include standalone financial planning as an offered service.

Client services

Portfolio management Pension consulting

Expertise

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Tax-loss harvesting Active portfolio management

Occupation focus

Retired Founder/Business Owner

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Fee options

Fixed

Negotiated fees for Pension Consulting / Retirement Plan Services described in client agreements (Schedule A of Plan Agreement).

Commissions

Insurance commissions earned by licensed insurance agents affiliated with the firm, separate and in addition to advisory fees.

Other

Account minimum: $25,000 for Equity / Asset Allocation Strategy Portfolio; $100,000 for Fixed Income Strategy Portfolio (minimums may be lowered or waived at discretion)

Main office

209 W. Jackson Boulevard, Suite 777

Chicago IL 60606

Advisors at this office

8

Most active in

California · Colorado · Florida · Illinois · Iowa · Michigan · Nevada · Texas · Virginia · Wisconsin

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

William B

Series 65

Chicago, IL

LCM Capital Management Inc.

William Brennan is a financial advisor at LCM Capital Management Inc. in Chicago, IL, holding a Series 65 designation with nine years of industry experience. He has been with LCM Capital Management since 2015. LCM Capital Management provides investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs a fundamental issuer analysis approach focused on long-term equity holdings and manages approximately $365 million in client assets through a team of nine advisors.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Tax-loss harvesting Active portfolio management Retired Founder/Business Owner
user avatar

Grant F

Series 65

Chicago, IL

LCM Capital Management Inc.

Grant Feurer is a financial advisor at LCM Capital Management Inc. with 19 years of industry experience. He holds a Series 65 designation and has been self-employed since 2004. In addition to his advisory role, he is a stock trader with Gelber Securities. LCM Capital Management provides discretionary and non-discretionary investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs a fundamental issuer analysis approach focused on long-term equity holdings primarily from the S&P 500 and EAFE universes, managing approximately $365 million in assets through a team of nine advisors.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Tax-loss harvesting Active portfolio management Retired Founder/Business Owner
user avatar

Derek F

Series 65

Chicago, IL

LCM Capital Management Inc.

Derek Fraley is a financial advisor at LCM Capital Management Inc. with 15 years of industry experience. He holds the Series 65 designation and is based in Chicago, IL. LCM Capital Management provides discretionary and non-discretionary investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm’s investment process focuses on fundamental issuer analysis, long-term equity holdings primarily from the S&P 500 and EAFE universes, and periodic rebalancing, managing approximately $365 million in client assets through a team of nine advisors.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Tax-loss harvesting Active portfolio management Retired Founder/Business Owner
user avatar

Gary W

Series 63, Series 65

Chicago, IL

LCM Capital Management Inc.

Gary Wozny is a financial advisor at LCM Capital Management Inc. in Chicago, IL, with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has worked as an independent insurance agent since 1989. LCM Capital Management provides discretionary and non-discretionary investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm’s investment approach focuses on fundamental issuer analysis, long-term equity holdings, and periodic rebalancing, managing approximately $365 million in client assets through a team of nine advisors.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Tax-loss harvesting Active portfolio management Retired Founder/Business Owner
user avatar

Stephanie C

Series 65

Chicago, IL

LCM Capital Management Inc.

Stephanie Crosby is a financial advisor at LCM Capital Management Inc. in Chicago, IL, holding a Series 65 designation with three years of industry experience. Her prior work includes roles at LQD Business Finance, First Look Properties, and Johnson Law LLC. LCM Capital Management provides discretionary and non-discretionary investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm’s investment approach emphasizes fundamental issuer analysis, long-term equity holdings mainly from the S&P 500 and EAFE universes, and periodic portfolio rebalancing.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Tax-loss harvesting Active portfolio management Retired Founder/Business Owner
user avatar

Stephen R

Series 65

Chicago, IL

LCM Capital Management Inc.

Stephen Royce is a financial advisor at LCM Capital Management Inc. in Chicago, IL, holding a Series 65 designation with 18 years of industry experience. He has been self-employed since 2007. LCM Capital Management provides discretionary and non-discretionary investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm’s investment approach focuses on fundamental issuer analysis, long-term equity holdings primarily from the S&P 500 and EAFE universes, and periodic rebalancing, managing approximately $365 million in client assets through a team of nine advisors.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Tax-loss harvesting Active portfolio management Retired Founder/Business Owner
user avatar

John N

Series 63, Series 65

Chicago, IL

LCM Capital Management Inc.

John Nowicki is a financial advisor at LCM Capital Management Inc. in Chicago, IL, with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has been with LCM Capital Management since 2002. In addition to his advisory role, he has worked as an independent insurance agent since 2001. LCM Capital Management provides discretionary and non-discretionary investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations. The firm’s investment approach focuses on fundamental issuer analysis, long-term equity holdings primarily from the S&P 500 and EAFE universes, and periodic rebalancing, managing approximately $365 million in client assets through a team of nine advisors.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Tax-loss harvesting Active portfolio management Retired Founder/Business Owner
user avatar

Logan G

Series 65

Chicago, IL

LCM Capital Management Inc.

Logan Guess is a Series 65-registered advisor with LCM Capital Management Inc. in Chicago, IL, with five years of industry experience. He has worked at LCM Capital Management since 2021 and previously held positions at WestRock and other firms dating back to 2016. LCM Capital Management serves individuals, high-net-worth clients, pension and profit-sharing plans, charitable organizations, and corporations by providing discretionary portfolio management, pension consulting, and participant education. The firm’s investment approach emphasizes fundamental analysis and sector leadership, primarily investing in S&P 500 and EAFE equities with a focus on long-term holdings, while occasionally using derivatives and borrowing strategies.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Equity compensation tax strategy Tax-loss harvesting Active portfolio management Retired Founder/Business Owner
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