LCM Capital Management Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$352,792,802
Clients
455
Advisors
8
of 8 employees
About
LCM Capital Management serves individuals, high‑net‑worth clients, pension and profit‑sharing plans, charitable organizations and corporations, providing discretionary portfolio management, non‑discretionary 529/participant advisory services, pension consulting and participant education. The firm also sponsors a wrap fee program and offers retirement plan consulting under ERISA §3(21) where applicable.
The firm’s investment process emphasizes fundamental analysis of issuers and sector leadership, sourcing equity holdings primarily from S&P 500 and EAFE universes and generally favoring long‑term purchases with low turnover, periodic rebalancing and quarterly reviews. For certain accounts and with client authorization, LCM may employ margin, options, short selling and other derivative strategies to hedge or adjust exposure and to manage liquidity or timing.
Distinctive features include sponsoring a wrap fee program and the use of derivatives and borrowing within separately managed accounts, practices that are less common among peer team firms. The brochure discloses that firm principals are licensed insurance agents and that the firm previously offered convertible bonds of its own company to some clients (resulting in roughly 8% ownership), and it does not include standalone financial planning as an offered service.
Client services
Expertise
Occupation focus
Fee options
Negotiated fees for Pension Consulting / Retirement Plan Services described in client agreements (Schedule A of Plan Agreement).
Insurance commissions earned by licensed insurance agents affiliated with the firm, separate and in addition to advisory fees.
Account minimum: $25,000 for Equity / Asset Allocation Strategy Portfolio; $100,000 for Fixed Income Strategy Portfolio (minimums may be lowered or waived at discretion)
Main office
209 W. Jackson Boulevard, Suite 777
Chicago IL 60606
Advisors at this office
8
Most active in
California · Colorado · Florida · Illinois · Iowa · Michigan · Nevada · Texas · Virginia · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Advisors at this firm
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