A complete list of active advisors currently associated with Lee Financial Associates, Inc.

Warmer can help you find a great advisor at Lee Financial Associates, Inc. or one who fits your needs even better.

Lee Financial Associates serves individuals and families, as well as pension/profit‑sharing plans and business entities, through a two‑advisor team supporting roughly 39 client relationships. The firm focuses on written financial planning (offered on a fixed- or hourly‑fee basis) and on arranging investment management by selecting and monitoring third‑party money managers rather than providing routine discretionary portfolio management internally. In practice Lee Financial typically recommends third‑party advisory programs (currently using SEI model portfolios) and performs due diligence and ongoing monitoring of those managers while clients maintain custody with the third‑party custodians. Implementation frequently occurs through the advisors’ affiliation with a broker‑dealer, so recommendations often lead to execution, reporting, and custodial relationships arranged by those third parties rather than by Lee Financial directly. Noteworthy characteristics for a firm of this size include a limited in‑house portfolio management footprint—asset allocation and portfolio monitoring are maintained only for a small number of legacy, non‑discretionary accounts and are not available to new clients—and a heavy reliance on outside managers for investment decision‑making. Advisors are dually registered with a broker‑dealer, which creates additional execution and compensation channels (including commission and trail arrangements) that the firm discloses and that are subject to broker‑dealer supervision.

To learn more about the advisors currently working at Lee Financial Associates, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.