Lee, Kimun

The firm is a state-registered, sole-proprietorship investment adviser that provides discretionary portfolio management to individually managed account clients, with a focus on individual investors rather than private investment funds or pooled vehicles. It delivers ongoing investment management under written agreements and coordinates custodial reporting through third-party custodians.

Investment decisions are driven by fundamental analysis of issuer financials, annual reports and cash flows, supplemented by third‑party research and direct issuer contacts, and the firm may invest across a wide range of instruments including public equities, fixed income, mutual funds, ETFs/ETNs, commodities, real estate and private-company interests. The adviser typically has discretionary authority to select securities, brokers and execution terms and conducts periodic reviews of accounts and holdings.

Notable distinctions include the firm’s solo-practitioner structure and use of percentage-of-assets-under-management fees billed in arrears, rather than relying solely on hourly or flat-fee arrangements, and the principal’s substantial outside business activities as a consultant and as a compensated board/trustee for several mutual fund and ETF sponsors. The firm discloses it will not place client assets into funds where the principal serves on the board unless a client requests such an investment in writing, and it does not act as an adviser to private funds.