Lee-Way Financial Services, Inc

Lee‑Way Financial Services, Inc. provides discretionary portfolio management to individuals, high‑net‑worth clients, charitable organizations, corporations, and pension or profit‑sharing plans. Services focus on investing in publicly traded equities, fixed income, ETFs, REITs and publicly traded limited partnerships, with ongoing portfolio monitoring; the firm does not routinely produce formal written financial plans but will provide planning guidance as part of its asset management services.

The firm’s investment approach relies on fundamental analysis of publicly available information and seeks to align portfolios with documented client risk tolerances, generally favoring longer‑term holdings while occasionally employing short‑term trades. Portfolios often emphasize income‑oriented allocations — including significant bond positions, REITs and publicly traded limited partnerships — and the firm describes procedures for allocating block bond purchases among clients.

Distinctive operational features include managing roughly $132.1 million in discretionary assets for about 100 clients while requiring custody through Schwab Institutional, which provides institutional research and operational support that may include soft‑dollar benefits. The brochure also discloses owner‑related business activities (including leasing of property to the firm and outside business interests) and outlines related policies for disclosure and allocation of potential conflicts of interest.