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Leeb Capital Management, Inc.

Updated today

Client AUM

$110,152,020

Clients

60

Advisors

3

across 2 offices

About

The firm provides investment supervisory services to individuals, institutions, trusts, pensions and profit‑sharing plans, managing separate accounts on a discretionary basis and reporting roughly $111.9 million in assets under management for about 60 clients. It offers portfolio management across several strategies, including large‑cap growth, an income‑and‑growth approach, and a resources‑and‑energy focused strategy.

The firm’s investment process combines top‑down macroeconomic theme identification with bottom‑up fundamental security selection, producing watchlists and model portfolios that are implemented with individualized account constraints and client‑imposed restrictions. Portfolios are managed with explicit sell disciplines and position limits (generally an 8% cap with disclosed exceptions for commodity‑linked funds and certain contrarian instruments), and the adviser may take temporary defensive positions or use commodity‑linked ETFs/ETNs as part of its risk management tools.

Noteworthy operational features disclosed in the brochure include an affiliated paid newsletter edited by the firm’s founder to which portfolio managers contribute (the firm discloses contributors expect to spend about 10% of their time on the publication) and a referral arrangement with an online matching service that links to the firm’s public ADV. The firm also discloses and advertises performance results and describes specific policies about trading relative to newsletter publications and related conflicts of interest, a combination of practices that is less common among its peers.

Client services

Portfolio management

Expertise

Income planning

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Fee options

Percentage

$0 - $500,000: 1.50% $500,001+: 1.00% $5,000,000 - $10,000,000: 0.90% $10,000,001 - $20,000,000: 0.85% $20,000,001 - $25,000,000: 0.80% $25,000,001 - $50,000,000: 0.75% Over $50,000,000+: Negotiable

Other

Account minimum: $250,000 for Growth and Income & Growth strategies; $100,000 for Peak Resources and Energy strategy (may be waived at discretion)

Main office

See office

40 West 37th Street, Room 1003

New York NY 10018

Advisors at this office

2

Most active in

California · Florida · Massachusetts · New Hampshire · New York · Texas

Also doing business as

Leeb Capital Management, Inc. · Money Growth Institute Inc

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Sean P

Series 65

Quincy, MA

Leeb Capital Management, Inc.

Sean Pearce is a financial advisor at Leeb Capital Management, Inc. He holds a Series 65 designation and has one year of industry experience. Prior to joining the firm, he served six years in the United States Marine Corps and worked at Brent International School Manila. He is also employed at the University of Massachusetts, Boston. Leeb Capital Management provides investment supervisory services to individuals, institutions, trusts, pensions, and profit-sharing plans, managing approximately $111.9 million in assets across about 60 clients. The firm employs a combination of top-down macroeconomic theme identification and bottom-up fundamental security selection in its portfolio management.

Income planning
user avatar

Stephen L

Series 65

New York, NY

Leeb Capital Management, Inc.

Stephen Leeb is a Series 65-licensed advisor with Leeb Capital Management, Inc. in New York, NY, bringing 19 years of industry experience. He has held roles at Leeb Index Trader, Emerging Advisory, Tci Enterprises, Leeb Brokerage Services, and Leeb Research Consultants. Outside his advisory work, he serves as editor of investment newsletters The Complete Investor and Real World Investor, writing on general stock investing topics for Capitol Information Group. Leeb Capital Management provides discretionary portfolio management services to individuals, institutions, trusts, pensions, and profit-sharing plans, managing approximately $112 million across about 60 accounts. The firm employs a top-down macroeconomic approach combined with bottom-up security selection across three core strategies, incorporating explicit sell disciplines and position-weight limits.

Income planning
user avatar

Kuen C

Series 65

New York, NY

Leeb Capital Management, Inc.

Kuen Chan is a financial advisor at Leeb Capital Management, Inc. in New York, NY, holding a Series 65 credential with 7 years of industry experience. He has been with Leeb Capital Management since 2008. Outside of his advisory role, Chan works as a contractor editor writing general investment articles for Capitol Information Group. Leeb Capital Management provides investment supervisory and portfolio management services to individuals, institutions, trusts, pensions, and profit-sharing plans, managing approximately $111.9 million across about 60 accounts. The firm employs a combination of top-down macroeconomic analysis and bottom-up fundamental security selection across several core strategies, and its principals actively publish a paid newsletter related to market insights.

Income planning
View complete list of advisors at this firm
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