Legacy Advisory Group, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Legacy Advisory Group serves individual investors, trusts, estates, and retirement accounts (including 401(k)s and IRAs), providing investment management, financial planning, consulting, and related services such as estate and tax planning. The firm also offers insurance products and fixed annuities through its licensed insurance activity and provides tax-preparation and accounting-related services through affiliated business lines.
The firm offers both discretionary and non-discretionary portfolio management, constructs diversified portfolios using equities, fixed income, mutual funds and ETFs, and conducts written evaluations and periodic reviews for clients; it may also retain third‑party sub‑advisors and operates under fee‑sharing arrangements with those managers. In addition to traditional portfolios, the firm sponsors and advises pooled investment vehicles and private placements that invest in alternative assets, including merchant cash advance debt instruments, and those funds employ performance‑based compensation structures.
What is most distinctive relative to similar small supported firms is the combination of private fund sponsorship and pooled‑vehicle management alongside ongoing insurance and accounting/tax affiliations, with principals receiving commissions and other compensation from those activities. The firm has also disclosed past state regulatory orders relating to compliance with adviser capital and reporting requirements, which are relevant considerations for prospective clients.
Client services
Expertise
Fee options
Fixed fees of $300 and $500 for financial planning consultation packages
$0 - $50,000: 2.00% $50,001 - $199,999: 1.5% $200,000 - $499,999: 1.25% $500,000+: 1.00%
Commissions received from insurance products sold by firm’s IARs
Hourly charges mentioned but exact rate not specified
Performance-based fees for LWME Fund, LWMP Fund and LWMI2 Fund: 8% of all limited partner interests issued and 0.1% annual management fee; also receive capital gains sharing
Fee-only: $300 for three 2-hour consultations with 2 hours research time; $500 for five 2-hour consultations with 3.5 hours research time; plus $50 initiation fee
Main office
3087 Innovation Way
Hermitage PA 16148
Advisors at this office
2
Most active in
Ohio · Pennsylvania
Also doing business as
Gollner & Associates, Inc. · Legacy Advisory Group, Inc. · Legacy Financial Strategies, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Quick links
Advisors at this firm
David G
Series 63
Hermitage, PA
Legacy Advisory Group, Inc.
David Gollner is a financial advisor at Legacy Advisory Group, Inc. with 43 years of industry experience. He holds a Series 63 designation and has been associated with Legacy Financial Strategies, Inc. since 2004. Outside of his advisory role, he serves as president of Legacy Educational Institute, Inc., a 501(c)(3) nonprofit that hosts a weekly Christian radio program. Legacy Advisory Group provides investment management and consulting services to pooled investment vehicles, institutional mandates, and individual clients. The firm combines traditional and alternative asset allocations with ongoing monitoring, due diligence on sub-advisors, and offers both discretionary and non-discretionary portfolio management.
Sherri M
Series 63, Series 66
Hermitage, PA
Legacy Advisory Group, Inc.
Sherri Marini is a financial advisor at Legacy Advisory Group, Inc. with 19 years of industry experience. She holds Series 63 and Series 66 licenses and has worked at Legacy Advisory Group since 2009. Marini serves as an advisory board member for Watch This Phoenix Rise, a nonprofit focused on domestic violence and mental illness, and is also a board member of Legacy Educational Institute, an educational nonprofit. Legacy Advisory Group provides investment management, financial planning, and consulting services to individual investors, trusts, estates, and retirement accounts. The firm offers diversified portfolio construction, discretionary and non-discretionary management, and sponsors private pooled investment vehicles alongside insurance and accounting/tax-affiliated business lines.
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