Legacy Advisory Group, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$48,071,864
Clients
72
Advisors
2
of 2 employees
About
Legacy Advisory Group Inc is a small independent registered investment adviser overseeing roughly $53 million for about 72 clients, including individuals, high‑net‑worth clients, and pension and profit‑sharing plans. The firm provides ongoing portfolio management, prepares written investment policy statements, and offers access to LPL‑sponsored platforms such as SWM II (a wrap program), OMP, and MWP.
The firm typically operates with discretionary authority to implement investment decisions and employs a mix of analytical approaches — charting, cyclical, fundamental, modern portfolio theory, quantitative and technical — alongside long‑term, short‑term and margin strategies. Model portfolios are reviewed by an internal committee and advisors have the ability to tailor those models to individual client objectives.
Notable differences from many peers include acting as a wrap fee program sponsor (an uncommon role for a solo independent firm) and visible affiliations with accounting and insurance activities: firm representatives also provide tax preparation and insurance services and there is an affiliated accounting practice. Those cross‑industry relationships and the firm’s work with pension/profit‑sharing (business) clients are disclosed in the brochure and are identified as potential conflicts that the firm documents and says it seeks to manage.
Client services
Expertise
Fee options
$0+: Up to 2.00% $0+: Up to 2.5% (for LPL Sponsored Programs: OMP, MWP, SWM II)
Advisors may receive commissions from sale of securities; commissions are not primary source of compensation.
Main office
1932 E Deere Ave, Ste 220
Santa Ana CA 92705
Advisors at this office
2
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Brandon B
Series 66
Santa Ana, CA
Legacy Advisory Group, Inc
Brandon Boyd is a financial advisor with Legacy Advisory Group, Inc in Santa Ana, CA, holding a Series 66 designation and 17 years of industry experience. He has worked at firms including LPL Financial LLC and Heritage Planning Financial Group. Outside of advisory services, Boyd is co-owner of Heritage Planning Financial Group, Inc, which provides tax preparation and accounting services. Legacy Advisory Group Inc offers discretionary portfolio management and advisory services to individuals, high-net-worth clients, retirement plans, and pension and profit-sharing plans. The firm employs a range of investment strategies and utilizes LPL Financial–sponsored program platforms, maintaining an Investment Committee to oversee portfolio models and implementation.
Larry M
Series 63, Series 65
Santa Ana, CA
Legacy Advisory Group, Inc
Larry Michaels is a financial advisor with Legacy Advisory Group, Inc. in Santa Ana, CA, holding Series 63 and Series 65 credentials and having 23 years of industry experience. He previously worked at Crown Capital Securities, LP for 12 years and is also involved with Accounting & Legal Network. Legacy Advisory Group, Inc. is a small independent registered investment adviser managing approximately $53 million for individuals, high-net-worth clients, and pension and profit-sharing plans. The firm offers ongoing portfolio management using a variety of analytical approaches and operates discretionary authority, with model portfolios reviewed internally and customized to client objectives.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")