Legacy Advisory Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Legacy Advisory Services serves individuals — including both high‑net‑worth and non‑HNW clients — as well as retirement plans, trusts, estates, charitable organizations, and business entities. The firm provides discretionary investment supervisory and portfolio management services alongside financial planning, overseeing about $156.9 million across roughly 123 client relationships.
The firm emphasizes a tactical allocation approach intended to reduce risk and aim for enhanced performance, combining technical and fundamental analysis and focusing on risk‑adjusted returns using measures such as alpha, beta, r‑squared, standard deviation, and the Sharpe ratio. Legacy invests across a broad set of instruments — including equities, fixed income, options, mutual funds and insurance‑based products such as variable life insurance and variable annuities — and generally manages accounts on a discretionary basis.
Notably, Legacy’s advisory representatives are also registered broker‑dealer representatives and hold life and health insurance licenses, and the firm includes insurance‑based investments and annuities among its recommended instruments, an arrangement less common among similar supported firms. The firm also offers hourly financial planning engagements in addition to AUM‑based management and does not maintain physical custody of client assets, relying on qualified custodians with limited custody arising from fee debit and standing transfer authorizations.
Client services
Expertise
Fee options
$0 - $500,000: 1.25% $500,001 - $2,499,999: 1.00% $2,500,000+: 0.75%
$250 per hour, negotiable in advance
Main office
658 Exton Commons
Exton PA 19341
Advisors at this office
3
Most active in
Florida · Pennsylvania · West Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Martin G
Series 63, Series 65
Exton, PA
Legacy Advisory Services, LLC
Martin Gruszka is a financial advisor with Legacy Advisory Services, LLC, holding Series 63 and Series 65 licenses and 22 years of industry experience. He has been with Legacy Advisory Services and Legacy Wealth Management since 2008 and also worked at Fortune Financial Services, Inc. since 2018. Legacy Advisory Services provides discretionary investment supervisory and portfolio management services primarily to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm uses a tactical allocation approach combining technical and fundamental analysis to manage approximately $157 million across 123 client relationships.
Richard W
CFP®, Series 63, Series 65
Exton, PA
Legacy Advisory Services, LLC
Richard Wiedl is a CFP® professional with 27 years of industry experience, currently serving at Legacy Advisory Services, LLC. He has held roles at Fortune Financial Services, Inc., Ridgeway & Conger, Inc., and Legacy Wealth Management, LLC. Wiedl also provides financial planning and investment services through Legacy Advisory Services, contributing approximately 10% of his annual compensation from this activity. Legacy Advisory Services, LLC offers investment supervisory and portfolio management services to individuals, pensions, trusts, estates, charitable organizations, and business entities. The firm employs a tactical allocation strategy focused on risk-adjusted returns and advises across a broad range of instruments, including equities, fixed income, mutual funds, options, and insurance-wrapped products.
Adam V
Series 66
Exton, PA
Legacy Advisory Services, LLC
Adam Varrenti III is a financial advisor with Legacy Advisory Services, LLC, holding a Series 66 designation and 21 years of industry experience. He has been associated with Legacy Advisory Services and Legacy Wealth Management since 2008 and has worked at Fortune Financial Services, Inc. since 2018. Legacy Advisory Services provides discretionary investment supervisory and portfolio management services along with financial planning to individuals—including both high-net-worth and non-HNW clients—as well as retirement plans, trusts, estates, charitable organizations, and business entities. The firm employs a tactical allocation approach focused on risk-adjusted returns and invests across a broad range of instruments, generally managing accounts on a discretionary basis.
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