Legacy Capital Partners LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment management and financial planning primarily to individual clients, including retirement accounts and taxable trading accounts, with services covering equities, fixed income, ETFs and options where approved. As of September 2026 it reported managing approximately $920,000 on a discretionary basis and also offers standalone financial planning or consulting on hourly or flat-fee terms.
The adviser uses fundamental analysis and diversified strategies to develop client-specific investment plans, exercises discretionary trading authority to implement and rebalance portfolios, and conducts daily reviews of client accounts. Custody is maintained with Interactive Brokers, and the firm’s code of ethics and trade-sequencing practice place client orders ahead of personal trades to address conflicts of interest.
Regulatory disclosures indicate the firm serves an unusually broad set of non-individual clients for a small adviser — including charitable organizations, pension or profit-sharing plans, corporations, banking or thrift institutions, insurance entities, municipal or state clients, other investment advisers and sovereign-related clients — in addition to individuals. The firm is recently established, led by its sole principal owner, and discloses explicit billing, refund and termination policies alongside minimum-account guidance for taxable accounts.
Client services
Expertise
Fee options
$2,500–$10,000 for financial planning/consulting services depending on scope
$0+: Equities and Options: 1.5% annually $0+: Fixed Income: 1.0% annually $0+: Blended portfolios: weighted average not to exceed 2.0% annually
$250–$400 per hour for financial planning/consulting services
Account minimum: $500,000 (generally required for taxable, non-retirement accounts; waived at adviser's discretion; no minimum for retirement accounts)
Main office
Birmingham AL
Advisors at this office
1
Most active in
Alabama
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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