A complete list of active advisors currently associated with Legacy Capital
Warmer can help you find a great advisor at Legacy Capital or one who fits your needs even better.
Legacy Capital Wealth Management serves individuals, high‑net‑worth families, trusts, retirement plans, corporations, and charitable foundations with discretionary and non‑discretionary portfolio management, integrated financial planning, consulting, and retirement plan advisory services. The firm also provides legacy‑position management, may recommend alternative investments and independent third‑party managers, and includes financial planning as part of its standard advisory engagement. The firm combines strategic and tactical asset allocation with long‑term holding orientations, allocating across equities, fixed income, cash, mutual funds, ETFs, and, when appropriate, alternative assets; portfolios are rebalanced discretio narily in line with the firm’s market views and client objectives. Legacy Capital uses third‑party managers for certain mandates and employs an administrative and reporting platform (Advyzon) to support performance reporting and account administration. A distinctive operational feature is that some of Legacy Capital’s investment adviser representatives are dually registered as registered representatives of Purshe Kaplan Sterling Investments (PKS) and may also hold insurance licenses, which means they may effect broker‑dealer transactions and receive related commissions in addition to advisory fees; this broker‑dealer affiliation is uncommon among supported firms. The firm also has an affiliated tax and accounting entity (Legacy Capital Tax Services, LLC) that can provide tax preparation and consulting, and it will vote client proxies only for clients who have explicitly delegated that authority.
To learn more about the advisors currently working at Legacy Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
The Woodlands, TX
| 11
| |
The Woodlands, TX
| 3
| |
The Woodlands, TX
| 18
|
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