Legacy Consulting Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$357,509,276
Clients
198
Advisors
4
across 2 offices
About
Legacy Consulting Group provides portfolio management, financial life planning, and special project consulting for individuals, trusts, estates, charitable organizations, and other business entities. The firm reports approximately $366.3 million in discretionary assets and $12.39 million in non‑discretionary assets as of December 31, 2025 and implements ongoing client relationships through discretionary and non‑discretionary mandates.
Investment decisions are driven by a combination of quantitative research (including third‑party platforms such as YCharts), qualitative due diligence on managers, and a five‑level capital allocation framework that ranges from capital preservation to high growth. Portfolios are typically built from mutual funds, ETFs, and individual stocks, and may incorporate alternative or non‑correlated strategies; the firm emphasizes rebalancing and periodic reviews to align allocations with client objectives.
Distinctive items disclosed in the brochure include an affiliation for some advisory agents with Perryman Securities, Inc., and insurance licenses, with related commissions and trail (12b‑1) arrangements noted as potential conflicts of interest. The firm also discloses an advertising arrangement with Wealthtender, receipt of various third‑party services and benefits from custodian Charles Schwab, use of complex products such as buffer ETFs, interval funds, and structured notes, and limited operational use of AI tools with client recordings subject to opt‑out.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $1,500,000: 0.95% $1,500,001 - $2,000,000: 0.90% $2,000,001 - $5,000,000: 0.80% $5,000,001 - $7,000,000: 0.75% $7,000,001+: Negotiable
Some advisory agents are registered representatives of Perryman Securities, Inc. and receive normal and customary commissions from securities sales; also some agents receive commissions from insurance sales.
Special projects fees range from $350 to $500 per hour based on team members involved.
Financial Life Planning fees: Year one $3,000 per quarter; Year two $1,500 per quarter; Year three and ongoing $750 per quarter.
Main office
See office5340 Legacy Drive, Ste 165
Plano TX 75024
Advisors at this office
3
Offices (2)
Most active in
Arkansas · Colorado · Texas
Also doing business as
Legacy Cg LLC · Legacy Consulting Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Jennifer S
Maumelle, AR
Legacy Consulting Group
Jennifer Schmitt is a financial advisor with Legacy Consulting Group, based in Maumelle, Arkansas, with four years of industry experience. She has worked at Legacy Consulting Group since 2022 and was previously with The Mather Group, LLC. Legacy Consulting Group provides portfolio management, financial life planning, and special project consulting for individuals, trusts, estates, charitable organizations, and other business entities. The firm uses a combination of quantitative research, qualitative due diligence, and a multi-level capital allocation framework to build portfolios tailored to client objectives.
Steven W
CFP®, Series 63, Series 65
Plano, TX
Legacy Consulting Group
Steven Wachs is a CFP® professional with 39 years of industry experience. He has worked at Legacy Consulting Group since 1999 and Perryman Securities, Inc. since 2004. Based in Plano, TX, Mr. Wachs holds Series 63 and Series 65 licenses. Legacy Consulting Group provides portfolio management, financial life planning, and special project consulting for individuals, trusts, estates, charitable organizations, and other business entities, managing approximately $366 million in discretionary assets. The firm uses a combination of quantitative research, qualitative manager due diligence, and a multi-level capital allocation framework to build portfolios that include mutual funds, ETFs, individual stocks, and alternative strategies.
Roger S
CFP®, Series 63, Series 65
Plano, TX
Legacy Consulting Group
Roger Shake is a CFP® professional with 30 years of industry experience. He has served at Legacy Consulting Group since 1999 and at Perryman Securities, Inc. since 2004. Legacy Consulting Group advises individuals, trusts, estates, charitable organizations, and business entities, providing portfolio management, financial life planning, and special-project consulting. The firm employs a combination of quantitative screening and qualitative due diligence within a progressive capital-allocation framework, utilizing mutual funds, ETFs, individual securities, and alternative vehicles.
Matthew Q
CFA®
Plano, TX
Legacy Consulting Group
Matthew Quinn is a CFA® charterholder with 20 years of experience in the financial industry. He is currently with The Mather Group, LLC and previously worked at Legacy Consulting Group, Vicus Capital, Inc., and LEE Financial Company, LLC. Quinn has spent a significant portion of his career at Legacy Consulting Group, where he worked for nine years. Legacy Consulting Group provides portfolio management, financial life planning, and special project consulting for individuals, trusts, estates, charitable organizations, and business entities. The firm manages discretionary and non-discretionary assets and employs a combination of quantitative research, qualitative due diligence, and a structured capital allocation framework to build portfolios from mutual funds, ETFs, individual stocks, and alternative strategies.
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