Legacy Financial Designs
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Legacy Financial Designs serves individual and high net-worth clients with discretionary investment management and both ongoing and project-based financial planning, and it offers estate planning assistance through a third‑party technology provider. As of December 31, 2025 the firm reported approximately $31 million in assets under management across about 49 client relationships.
The firm constructs individually tailored portfolios guided by Modern Portfolio Theory and a primarily passive investment approach, typically employing index mutual funds and ETFs and conducting quarterly reviews of client accounts. LFD also manages held‑away accounts using third‑party account aggregation tools to monitor and implement rebalancing recommendations where available.
Operationally, Legacy is a small supported firm with a single principal and two advisory professionals—both CFP certificants—which is less common among peers in this category. The firm generally executes client trades on an individual basis rather than block trading, relies on custodian statements for transactional reporting, and recommends Charles Schwab as its primary custodian.
Client services
Expertise
Fee options
Project-Based Financial Planning fixed fee between $1,500 and $10,000; Estate Planning flat fee up to $2,500
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.85% $3,000,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.60% $10,000,001 - $25,000,000: 0.50% $25,000,001 - $50,000,000: 0.40% $50,000,001 - $75,000,000: 0.30% $75,000,001 - $100,000,000: 0.25% $100,000,001+: 0.20%
Ongoing Comprehensive Financial Planning flat monthly fee between $425-$2,000
Fee-only: Ongoing Comprehensive Financial Planning monthly flat fee between $425-$2,000; Project-Based Financial Planning fixed fee between $1,500 and $10,000; Estate Planning flat fee up to $2,500
Main office
9002 Six Pines Drive
The Woodlands TX 77380
Advisors at this office
1
Most active in
Louisiana · Texas
Also doing business as
Legacy Financial Designs · Legacy Financial Designs, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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