Legacy Financial Services Group, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$121,234,994
Clients
183
Advisors
2
across 2 offices
About
Legacy Financial Services Group provides fee-based investment management and comprehensive financial planning to individuals, trusts, pension plans and other entities. Services described in the brochure include retirement and estate planning, tax and education planning, cash-flow analysis, insurance reviews, and ongoing wealth management with periodic net worth reporting.
The firm typically implements strategic asset allocation with globally diversified portfolios, documented Investment Policy Statements, and generally quarterly rebalancing, and it offers discretionary trading authority to implement approved plans. Advice is delivered through an initial written evaluation and ongoing reviews, with written quarterly updates and more frequent communication when market conditions or client circumstances warrant.
A notable feature disclosed in the brochure is that several of the firm’s representatives are also licensed insurance agents who may receive separate commissions for selling life insurance and annuity products; the firm states these activities comprise a limited portion of time and revenues and discloses steps taken to mitigate the attendant conflict of interest. The brochure also notes a recent filing to register with the SEC due to AUM levels and identifies that a senior officer maintains separate retail and restaurant businesses—details that may be relevant to prospective clients evaluating potential conflicts of interest and adviser capacity.
Client services
Expertise
Fee options
Up to $249,000 - $249,000: 1.75% $250,000 - $499,999: 1.50% $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.90% $2,000,000 - $2,999,999: 0.80% $3,000,000 - $4,999,999: 0.70% $5,000,000+: Determined at Engagement
Certain associated persons are insurance agents who earn commissions on insurance sales separate from advisory fees
Account minimum: $250,000 Fee-only: Annual fees based on assets under management per schedule above; fees billed monthly in arrears; possible negotiation of fees
Main office
See office10691 East Carter Road, Suite 101
Traverse City MI 49684
Advisors at this office
1
Offices (2)
Most active in
Florida · Michigan
Also doing business as
Legacy Financial Services Group, Inc. · Legacy Financial Services Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Kelly K
Series 63, Series 65
Saint Johns, FL
Legacy Financial Services Group, Inc.
Kelly Kazmierski is a financial advisor with Legacy Financial Services Group, Inc. in Saint Johns, Florida, holding Series 63 and Series 65 licenses with 15 years of industry experience. She has been with Legacy Financial Services Group, LLC since 2004. In addition to her advisory role, she is involved as an independent insurance agent selling fixed annuities, long-term care, and life insurance products. Legacy Financial Services Group is a fee-based investment adviser serving individuals, high-net-worth clients, trusts, and other entities. The firm employs a strategic asset allocation approach with global diversification, using mutual funds, ETFs, and direct-indexing strategies, while providing personalized financial planning and discretionary portfolio management.
Carolyn W
Series 65
Traverse City, MI
Legacy Financial Services Group, Inc.
Carolyn Weeks is a Series 65-licensed financial advisor with Legacy Financial Services Group, Inc., bringing 10 years of industry experience. She has been with Legacy Financial Services Group since 2015 and also owns a retail store specializing in metal wall art and home decorations. Legacy Financial Services Group is a fee-based investment adviser offering discretionary portfolio management and comprehensive financial planning to individuals, trusts, pension, and institutional clients. The firm employs a strategic asset-allocation approach with global diversification and conducts quarterly account reviews supported by fundamental and technical research methods.
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