A complete list of active advisors currently associated with Legacy Financial
Warmer can help you find a great advisor at Legacy Financial or one who fits your needs even better.
Legacy Financial provides customized financial planning and discretionary portfolio management for individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses. The firm documents a structured planning process that begins with information gathering, follows with strategy development from a defined menu of investments, and includes monthly monitoring of managed accounts and annual reviews of financial plans. The firm’s investment approach emphasizes long‑term asset allocation, diversification, quality and value, and uses fundamental security analysis to select mutual funds, individual stocks, bonds, exchange‑traded funds, unit investment trusts and options. Legacy Financial accepts discretionary trading authority (while clients retain choice of custodian and may impose investment restrictions), withdraws fees from client accounts with client authorization, and relies on custodial statements for client reporting. Distinctive aspects in the brochure include the principal’s prior experience as a registered representative at broker‑dealers and earlier employment outside finance, which the firm discloses alongside its policies on personal trading in securities it recommends. The firm also identifies Interactive Brokers as a recommended custodian and discloses specific execution cost examples, and it does not exercise proxy‑voting authority for client securities.
To learn more about the advisors currently working at Legacy Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Front Royal, VA
| 17
|
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