L
Legacy Global Management, L.L.C.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$16,731,654
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
63
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
63
Very HighAverage account size
$265,582
About
Legacy Global Management, L.L.C. is an independent, state-registered investment adviser that provides investment consultation, discretionary portfolio management, and non-discretionary investment supervisory services to individuals, pensions and profit‑sharing plans, trusts, and business entities. The firm operates as a solo practitioner and delivers securities-related advice and ongoing reporting to clients.
The firm’s investment approach is grounded in modern portfolio theory, blending domestic and foreign equities, debt instruments, exchange‑traded funds, mutual fund shares and cash equivalents to manage risk and align portfolios with client objectives; it also accommodates tactical asset allocation and concentrated‑position strategies when clients request them. According to the brochure, LGM supervises the majority of its reported assets on a non‑discretionary basis (more than $16.7 million) while managing a smaller amount on a discretionary basis (about $750k), and provides periodic account reviews and written reports.
LGM is distinguished from many solo independent advisers by its affiliations and client mix: the firm’s principal is a CPA/CFP who operates an affiliated accounting and business‑consulting firm, Legacy Planning Solutions, P.C., and is also licensed as an insurance agent, arrangements disclosed in Item 10. The firm’s work with pension and profit‑sharing plans and its predominance of non‑discretionary supervisory assets are noted in the brochure and are less common among peers in this firm category.
Client services
Portfolio management
Expertise
Concentrated stock management
Active portfolio management
Wealth management
Occupation focus
Founder/Business Owner
Fee options
$0 - $250,000: 2.00% $250,001 - $500,000: 1.75% $500,001 - $750,000: 1.50% $750,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
$200.00 per hour billed monthly
Fee-only: $200.00 per hour billed monthly
Main office location
Legacy Global Management, L.L.C.
Chesapeake VA, United States
Number of offices
1
Most active in
Legacy Global Management, L.L.C. has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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