A complete list of active advisors currently associated with Legacy Group
Warmer can help you find a great advisor at Legacy Group or one who fits your needs even better.
Legacy Group primarily serves individual investors (and related entities of those clients) and offers fee-based financial planning, investor coaching, a one-time Portfolio MRI analysis, and co-advisor referrals to an unaffiliated registered investment adviser. The firm’s brochure discloses that it referred about $89.35 million to the recommended money manager across 228 clients and details negotiable co‑advisor fees as well as the flat Portfolio MRI charge. Rather than acting as the primary portfolio manager, Legacy Group operates as an investor coach and co-adviser, referring clients to an unaffiliated manager and the Matson Fund Platform and directing custody to third‑party custodians such as Charles Schwab or Pershing. The brochure states the firm does not take custody or exercise trading discretion for client accounts; investment strategy and day‑to‑day management are handled by the recommended adviser, which employs a passive, diversified “Free Market Portfolio Theory” fund‑of‑funds approach. Distinctive aspects noted in the brochure include an unusually high client count for a single‑advisor independent firm (228 clients), the principal’s licensed insurance activities and separate compensation for insurance sales, and the firm’s explicit co‑adviser/non‑discretionary role that leaves it with no discretionary AUM while referring substantial assets to a third‑party manager. The brochure also provides the firm’s CRD number, contact details, and directs prospective clients to SEC adviserinfo and the firm website for additional materials.
To learn more about the advisors currently working at Legacy Group, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Tyler, TX
| 13
|
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