Legacy Investing & Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Legacy Investing & Wealth Management LLC provides discretionary asset management and packaged hourly financial-advisory services to individuals and to entities such as companies, trusts, estates and charitable organizations. In its brochure the firm reports approximately $708,115 in assets under management across nine client accounts.
The firm’s investment approach centers on asset allocation and diversification implemented primarily with low-cost ETFs, periodic rebalancing, liquidity management, and selective use of hedging (options) and tax-loss harvesting. Legacy Investing states it selects investments to minimize tracking error, considers tax implications when rebalancing, and trades on a discretionary basis.
Distinctive features include offering portfolio management for institutional clients — a service that is relatively uncommon among independent advisory firms — alongside its individual client work. The firm also offers prepaid, tiered hourly advisory packages (including a youth-focused Bronze package for ages 12–17), limits custody to fee deduction only, and does not exercise proxy voting on client securities.
Client services
Expertise
Fee options
Packaged advisory service fees: Bronze $595, Silver $795, Gold $1195 paid in advance
$0 - $249,999: 1.95% annually $250,000 - $999,999: 1.75% annually $1,000,000 - $2,999,999: 1.5% annually $3,000,000 - $4,999,999: 1.25% annually $5,000,000+: Negotiable
$100 per hour for additional advisory services beyond Gold package
Account minimum: $100,000 Minimum fee: $375 minimum quarterly management fee for balances below $100,000, prorated for new clients during the quarter Fee-only: Financial advisory service packages: Bronze (3 hours) $595, Silver (3 hours) $795, Gold (6 hours) $1195; additional hourly advisory services at $100 per hour beyond Gold package
Main office
Upper Marlboro MD
Advisors at this office
1
Most active in
Maryland
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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