Legacy Investment Advisors Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Legacy Investment Advisors is a small, independent registered investment adviser that provides ongoing investment advice and portfolio management to individuals, trusts, closely held business owners, pension and profit‑sharing plans, and corporations. The firm implements client accounts primarily through third‑party program managers (Morningstar Managed Portfolios and the SEI Advisor Wealth Platform) and also makes insurance products available through the principal’s separate insurance business.
The firm reports that all assets under management are handled on a non‑discretionary basis, with Legacy assisting clients in selecting model portfolios, completing account paperwork, and coordinating transaction execution through the program managers. Its investment process draws on fundamental, technical and charting analysis and includes long‑ and short‑term strategies, client‑imposed restrictions when requested, and continuous account review with at least annual meetings.
Compared with most independent advisers, Legacy is notable for the principal’s active broker‑dealer and insurance roles and for receiving portions of platform and referral fees from third‑party managers and other firms, arrangements disclosed in the brochure. The firm’s very small scale — one advisor, roughly $5.8 million in AUM and about ten clients — combined with a manager‑of‑managers implementation and a fully non‑discretionary model, differentiates its operating model from many peers.
Client services
Expertise
Occupation focus
Fee options
$0 - $50,000: 0% to 1.00% (Morningstar program up to 1.00% annual fee, Legacy receives 0% to 0.30% of that fee depending on size) $50,000 - $250,000: 0% to 1.00% (Morningstar program up to 1.00% annual fee, Legacy receives 0% to 0.30% of that fee depending on size) $250,000 - $1,000,000: 0.5% to 1.50% (SEI platform fees range from 0.5% to 1.50%, Legacy receives 0% to 1.20% of SEI fee depending on size) $1,000,000+: Legacy receives up to 0.30% of Morningstar fee; SEI fees as above; all fees are negotiable
Registered representative sells securities and insurance, generating commissions; conflict of interest disclosed.
Account minimum: $40,000 (lowest among programs)
Main office
100 Grandview Road, Suite 412
Braintree MA 02184
Advisors at this office
1
Most active in
Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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