Legacy One Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Legacy One Wealth Management, LLC provides investment advisory and financial planning services to individuals, high‑net‑worth clients, and small businesses. The firm offers both discretionary portfolio management (Legacy PM) and a non‑discretionary advisory option (Legacy Guidance) and generally charges fees on a percentage‑of‑assets basis.
Investment programs are tailored through a client‑specific Statement of Investment Policy and may incorporate fundamental and technical analysis, Modern Portfolio Theory, and cyclical analysis; portfolios are monitored daily with formal reviews at least quarterly. The firm also provides comprehensive financial planning (“Legacy Planning”) and advice on related matters such as cash flow, tax guidance, insurance review, and estate considerations.
What distinguishes this firm from many solo independents is that its advisory personnel may also be licensed insurance agents and may receive insurance commissions for product sales (disclosed to clients and requiring consent), with such commissions representing a modest portion of an IA Rep’s business. The firm’s principal is additionally registered to prepare tax returns, the firm does not use sub‑advisors, and it manages investment selection and oversight directly for its small client base and assets under management.
Client services
Expertise
Fee options
$250 to $2,500 depending on financial plan complexity
$0 - $249,999: 1.75% $250,000 - $500,000: 1.5% $501,000 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.0% $2,000,001 - $5,000,000: 0.75% $5,000,001+: 0.5%
$100 to $500 per hour
Account minimum: $100,000 for Legacy Guidance; $200,000 for Legacy PM; waivers/reductions possible at discretion
Main office
Jamestown NC
Advisors at this office
1
Most active in
North Carolina
Also doing business as
Legacy One Wealth Management · Legacy One Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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