A complete list of active advisors currently associated with Legacy Resources NC, LLC

Warmer can help you find a great advisor at Legacy Resources NC, LLC or one who fits your needs even better.

The firm serves individuals, their trusts and estates, pension and profit-sharing plans, and businesses by providing comprehensive financial and legacy planning, estate design, family governance, and consulting services. Rather than managing client portfolios in-house, the firm focuses on planning engagements and refers investment implementation to unaffiliated third‑party portfolio managers. The firm’s investment work is carried out through recommendations and solicitor relationships with outside portfolio managers, who retain responsibility for trading, custody, and portfolio reporting; referral compensation and solicitor relationships are disclosed to clients. Fees for the firm’s advisory work are engagement‑based rather than calculated as a percentage of client assets, and clients retain custody and voting authority over their accounts. What distinguishes this firm from many peers is the principal’s active involvement across other financial activities: participation in seed‑stage and venture capital fundraising, roles with a broker‑dealer as a registered representative, licensed insurance brokerage and other private placement activities, and interests in real estate and commodity ventures. These outside business activities and any related referral or placement compensation are disclosed in the brochure and addressed through the firm’s Code of Ethics and solicitor disclosure documents.

To learn more about the advisors currently working at Legacy Resources NC, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name	Location	Years of experience
Richard Harig	Lenoir, NC	40

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