Legacy Wealth, Inc.

Legacy Wealth, Inc. offers portfolio management and ongoing advisory services primarily to individual and high‑net‑worth clients, providing Investment Policy Statements and regular portfolio monitoring across mutual funds, equities, fixed income, ETFs, annuities, private placements and venture capital interests. The firm was formed in 2023, registered as an investment adviser in 2025, operates with a single advisory professional, and currently reports no assets under management or client accounts in its brochure.

The firm’s stated approach combines fundamental, quantitative and technical analysis and uses both long‑term and short‑term trading while documenting client objectives and risk tolerance in individualized Investment Policy Statements; it operates under fiduciary principles and charges asset‑based, arrears‑billed fees rather than performance‑based fees. Although it provides portfolio management services, the brochure notes the firm does not exercise trading discretion over client accounts and may allow client‑directed brokerage, which can affect execution and trade aggregation.

What is distinctive in the brochure is the firm’s outside affiliations: the principal maintains an affiliated estate‑planning law practice and is a licensed insurance agent, and the firm discloses offering insurance products (including annuities) and receiving related commissions while describing procedures to manage those conflicts. These affiliations and the firm’s willingness to use private placements and venture capital funds—alongside its reliance on custodians such as Schwab and Fidelity and potential receipt of soft‑dollar research—differentiate it from many peers in the investment‑manager category.