Orem, UT Office

Legacy Wealth Management serves individual clients (both non‑high‑net‑worth and high‑net‑worth), as well as charitable organizations and business entities, offering discretionary and non‑discretionary portfolio management, financial planning and consulting, selection of third‑party money managers, and related services including annuity and insurance solutions through affiliated partners. The firm provides ongoing investment advice and implements model portfolios or customized strategies based on clients’ objectives and risk tolerances.

Legacy tailors portfolios using in‑house model allocations, sub‑advisers (including an affiliated third‑party manager), and a broad investment menu that includes alternatives, non‑traded and illiquid direct participation programs; the firm discloses that alternative investments may represent a meaningful portion of some client portfolios and that it relies on sponsor valuations for illiquid holdings. It also permits negotiated performance‑based fee arrangements for clients who meet the firm’s definition of a “qualified client,” a practice the brochure highlights as infrequent among comparable multi‑team advisers.

Notable distinctions include an extensive network of affiliated entities (insurance and accounting affiliates, an affiliated money manager, and other related businesses), disclosed economic relationships with named sponsors (for example, Tradebacked, Simplify, and U.S. Energy), and control‑person interests in several private entities (including Streamex, International Land Alliance, Sentinel, and Lucent), all of which the firm identifies as potential conflicts and describes in its disclosures. The brochure also notes a recent, material increase in assets under management and a pending FINRA arbitration and related civil action naming the firm that it states it intends to defend.