Legacy Wealth Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$10,881,471
Clients
25
24% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
25
TypicalAverage account size
$435,259
About
Legacy Wealth Planning provides coordinated financial planning and discretionary portfolio management for individuals, trusts, estates, companies, and charitable organizations, with a focus on taxable and qualified retirement accounts. Its planning services cover budgeting and cash management, investment analysis, risk management, tax planning, and estate planning, and the firm also facilitates preparation of federal and state income tax returns for clients.
The firm builds diversified portfolios across six asset classes and combines both passive and active techniques, using fundamental, technical, and cyclical analysis along with proprietary technology to customize allocations to each client’s tax status, goals, and risk tolerance. Portfolios are actively managed with opportunistic trading and tax-aware adjustments intended to pursue risk‑adjusted returns while aligning with client objectives.
Operationally, the firm is small and has a single registered advisor but is co‑owned and implements dual oversight, with another principal involved in client reviews — a structure that differs from the common solo‑practitioner model among independents. The brochure also discloses that the firm prepares client tax returns, models estate plans with dedicated software, does not vote client proxies, and includes a prior personal bankruptcy disclosure for a principal, all of which set it apart from many peers.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
General tax planning
Retirement income strategy
Active portfolio management
Fee options
Up to 1.25% annually, negotiable based on account size and nature
Fee-only: Financial Planning: $4,000 initial year, $1,500 renewal annually
Main office location
Legacy Wealth Planning, LLC
5750 W. 95 Th Street, Suite 128
Overland Park KS 66207, United States
Number of offices
1
Most active in
Legacy Wealth Planning, LLC has reported serving >5 clients in these states in the last 12 months.
Kansas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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