Legado Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Legado Wealth Management LLC is a single‑advisor registered investment adviser that provides discretionary portfolio management as well as financial planning and consulting to individual and institutional clients, including other financial professionals. As of December 31, 2025 the firm reports approximately $51 million in discretionary assets across roughly 75 client relationships and accepts both discretionary and nondiscretionary engagements.
The firm follows a primarily long‑term, fundamental‑analysis approach and works with each client to develop an investment policy statement and customized portfolio, while retaining flexibility to rebalance, harvest gains or losses, or use cash as a hedge. Portfolios may include ETFs, alternative investments, or positions managed via sub‑advisers after internal due diligence; accounts are monitored continuously by the principal with formal reviews at least annually and custody/execution is provided through an institutional custodian relationship.
Distinctive features disclosed in the brochure include the principal’s status as a licensed insurance professional—insurance recommendations are implemented separately and may generate customary commissions—and an affiliation with Legado Consulting, a compliance and business consulting firm. The firm also reports a significant non‑U.S. client base and occasional sales of other financial products, characteristics that are less common among solo independent advisers.
Client services
Expertise
Fee options
Fixed fee engagements for consulting services negotiated based on expected hours
Up to 2.00% annually, negotiable
Financial planning and consulting services at $250 per hour
Fee-only: Investment consulting and financial planning services offered hourly at $250 per hour, or fixed fee negotiated based on expected hours
Main office
405 Lexington Avenue, 9th Floor
New York NY 10174
Advisors at this office
1
Most active in
New York · North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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