Legal Advantage Investments, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Legal Advantage Investments is a registered investment adviser that serves individuals, trusts, estates, and charitable organizations, including high‑net‑worth clients. The firm provides discretionary portfolio management, periodic investment recommendations, and financial and estate planning, and offers managed fund portfolios and periodic advice for retirement-plan and 529 accounts.
The adviser typically manages accounts on a discretionary basis and tailors asset allocations to each client’s objectives, monitoring accounts regularly and coordinating taxable and tax‑deferred holdings in aggregate for tax and liquidity considerations. Uncommonly for a single-advisor firm, its management approach includes the use of borrowing and margin in separately managed accounts and an explicit hedge strategy that may employ short sales and options alongside long-only strategies.
Distinctive features include a relatively large asset base concentrated at one advisor—around $275 million in discretionary AUM—and a focus on specialized concentrated-position solutions such as exchange funds, variable prepaid forward contracts, option collars, structured products, and Qualified Opportunity Zone investments. The brochure also discloses the firm’s practice of evaluating investments tied to legal or regulatory matters, offering access to an insured cash program through a third-party administrator, and occasional use of AI tools and institutional custodial services, all of which are described along with the related conflicts of interest.
Client services
Expertise
Fee options
Fixed negotiable fees for financial planning or specific projects; partial payment $300 or one-third of the agreed fee at project start.
$0 - $5,000,000: 1.00% annually Above $5,000,000 - $10,000,000: 0.80% annually Above $10,000,000 - $25,000,000: 0.60% annually Above $25,000,000 - $50,000,000: 0.50% annually Above $50,000,000+: 0.40% annually
Standard hourly rate is $500; discounted rate may be available for portfolio management clients if negotiated.
Account minimum: $3,000,000
Main office
Los Altos Hills CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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