Leges Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Leges Wealth Management LLC provides discretionary wealth management and financial planning services to individual and high‑net‑worth clients, including retirement account advice and assistance accessing independent managers when appropriate. Services include portfolio construction, ongoing investment supervision, and periodic financial planning and consulting tailored to clients’ goals and risk tolerances.
The firm emphasizes ETF‑centric portfolios but may also use individual stocks, bonds, option contracts and leveraged ETFs, and employs fundamental, technical and charting analysis to inform trading and allocation decisions. Leges Wealth typically exercises discretionary authority, monitors accounts on an ongoing basis, and may implement portions of client strategies through unaffiliated independent managers.
Distinctive aspects of the firm include an offered performance‑based fee option for qualified clients and an affiliation with an in‑house insurance agency whose licensed principal may recommend insurance solutions separate from the advisory relationship. The firm is recently founded (2025), currently reports no client assets under management, and participates on an institutional custody platform that provides technology and operational support.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.25% annually $1,000,001 - $3,000,000: 1.00% annually $3,000,001 - $5,000,000: 0.80% annually $5,000,001+: 0.60% annually
20% of gains above an 8% annual hurdle rate (2% quarterly), subject to a high-water mark, applicable only to Qualified Clients with $1,400,000 or more assets under management or $2,700,000 net worth
Main office
Scottsdale AZ
Advisors at this office
2
Most active in
Arizona · California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Samuel D
Series 65
Scottsdale, AZ
Leges Wealth Management LLC
Samuel Dennis is a financial advisor at Leges Wealth Management LLC in Scottsdale, AZ. He holds a Series 65 designation and has been with the firm since 2025. Prior to his current role, his background includes positions outside the financial industry and attendance at Northern Arizona University. Leges Wealth Management LLC provides discretionary wealth management and financial planning services to individual and high-net-worth clients. The firm emphasizes ETF-centric portfolios and employs a range of investment strategies, including fundamental and technical analysis, while offering portfolio construction, ongoing supervision, and periodic financial planning tailored to client goals.
Colby H
Series 66
Scottsdale, AZ
Leges Wealth Management LLC
Colby Hatch is a financial advisor at Leges Wealth Management LLC in Scottsdale, AZ, holding a Series 66 designation with one year of industry experience. Prior to joining Leges Wealth Management, he worked at Cetera and Cetera Wealth Services. Outside of advisory work, he serves as a marketing consultant for American Outdoors, a cooler brand. Leges Wealth Management LLC provides discretionary wealth management and financial planning services primarily to individual and high-net-worth clients. The firm emphasizes ETF-centric portfolios and uses a range of investment instruments and analytic approaches, typically exercising discretionary authority and offering performance-based fee options for qualifying clients.
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