Legion Private Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Legion Private Wealth Management provides discretionary and non-discretionary investment management, co-advisory services through a third‑party platform, and financial planning and consulting to individuals, high‑net‑worth clients, and certain trusts, estates, and charitable organizations. The firm also advises on private real estate investments such as Delaware Statutory Trusts and, through licensed representatives, facilitates the purchase of insurance products on a commission basis.
Legion builds tailored investment strategies using client objectives and a fundamental, valuation‑based approach, monitors portfolios for rebalancing, and conducts periodic account reviews. It may allocate client assets to third‑party investment strategists or money managers via a web‑based platform and, in limited instances, may recommend options or other derivatives within separately managed accounts.
Distinctive features include the firm’s small scale and concentrated oversight, where a single principal retains voting control and performs ongoing account review and client oversight. The firm’s affiliation with an affiliated insurance agency and its explicit use of derivatives and illiquid private placements (DSTs) are less common among peers and are disclosed as potential sources of conflicts of interest for clients to consider.
Client services
Expertise
Fee options
Fixed fees for Financial Planning and Consulting based on scope and hourly rate
$0+: Negotiable, generally 0.50% to 1.00% of client assets (Legion asset-based fees) $0 - $250,000,000: 0.15% annually Platform fee (0.0375% quarterly) $250,000,001 - $500,000,000: 0.125% annually Platform fee (0.0313% quarterly) $500,000,001 - $750,000,000: 0.10% annually Platform fee (0.025% quarterly) $750,000,001+: 0.085% annually Platform fee (0.0213% quarterly) $0 - $1,000,000: 1.00% annualized TPM fee in Co-Advisor services $1,000,001 - $3,000,000: 0.75% annualized TPM fee in Co-Advisor services $3,000,001+: 0.50% annualized TPM fee in Co-Advisor services
Insurance products sold on commission basis via affiliated insurance agents and Legion Insurance Group
Financial Planning and Consulting hourly rate of $300 per hour
Account minimum: $150,000 for Co-Advisor services (subject to waiver or reduction) Minimum fee: Minimum annual fee of $3,000 imposed by Third-Party Money Manager (TPM) in Co-Advisor engagements, subject to waiver or reduction Fee-only: Financial Planning and Consulting fees charged on hourly or fixed fee basis
Main office
See office1206 N. Dolarway Road, Suite 116
Ellensburg WA 98926
Advisors at this office
1
Offices (2)
Most active in
California · Washington
Also doing business as
Legion Capital Management, LLC · Legion Private Wealth Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Steve M
Series 65, Series 66
Ellensburg, WA
Legion Private Wealth Management
Steve Montgomery is a financial advisor with Legion Private Wealth Management in Ellensburg, WA, holding Series 65 and Series 66 licenses and eight years of industry experience. His prior work includes roles at Legion Capital Management, Financial Advocates Investment Management, Family Heritage, Merrill, and Morgan Stanley Dw Inc. He is also involved with Legion Insurance Group. Legion Private Wealth Management offers investment management, co-advisory services, and financial planning to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm employs a fundamental, valuation-based approach to build tailored investment strategies and provides access to private real estate investments and certain derivatives within separately managed accounts.
Lowell B
Series 65
El Cajon, CA
Legion Private Wealth Management
Lowell Bruhn is a financial advisor at Legion Private Wealth Management with one year of industry experience. He holds a Series 65 designation and has served in the United States Navy since 2016. Legion Private Wealth Management offers discretionary and non-discretionary investment management, co-advisory services, and financial planning to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm employs a fundamental, valuation-based investment approach and provides tailored strategies, including private real estate investments and, through licensed representatives, insurance products.
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