Lennox Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,602,705
Clients
27
22% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
27
TypicalAverage account size
$688,989
About
Lennox Financial provides discretionary investment management to individuals, multi‑generation families, individual retirement accounts, trusts, and business owners through separately managed accounts, including a specialty "all‑weather" hedge account not available to ERISA plans. The firm focuses on portfolio management services and generally does not accept requests for comprehensive personal financial planning.
The investment approach blends top‑down macroeconomic analysis, traditional technical analysis, and individual security fundamental research, and the firm uses proprietary computer programs and a framework it refers to as the Nomothetic Theorem to help with timing and valuation. In designated hedge accounts the manager may employ derivatives, options, short selling, and margin (with stated risk controls) to hedge exposure and pursue returns while emphasizing loss avoidance.
Distinctive features include a multi‑decade operating history and a solo‑advisor structure managing a relatively small client roster (about 27 clients and roughly $18 million in client assets), with the firm limiting new accounts for 2025 to preserve service levels. The firm does not participate in wrap fee or robo‑adviser programs, requires discretionary trading authority for managed accounts, uses third‑party custodians for account custody, and generally declines proxy voting authority.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Concentrated stock management
Fee options
$0 - $200,000: 1.25% annually $200,000 - $1,000,000: 1.00% annually $1,000,000 - $2,000,000: 0.75% annually $2,000,000+: 0.60% annually
Account minimum: $100,000 Minimum fee: $300 per quarter minimum fee for Separately Managed Full-Service Accounts Fee-only: Fees are asset-based management fees; no commissions or other types of fees received by the firm
Main office location
Lennox Financial
168 R Humphrey Street
Swampscott MA 01907, United States
Number of offices
1
Most active in
Lennox Financial has reported serving >5 clients in these states in the last 12 months.
Arizona · Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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