Lenox Capital Management, Inc.

Lenox Capital Management provides ongoing portfolio management and financial planning services to a range of clients, including individual investors, pension and profit-sharing plans, corporations, charitable organizations, estates, and trusts. The firm manages client accounts on both a discretionary and non-discretionary basis and prepares individualized financial plans on request.

The adviser employs both fundamental and technical analysis and combines active and passive strategies to construct portfolios that typically emphasize individual equities and fixed income securities rather than mutual funds. Reviews are conducted on an ongoing basis with periodic written reports provided to clients, and the firm considers tax consequences and client goals when making recommendations.

The firm is notable for operating with a single advisory professional while managing several hundred client accounts and over $100 million in assets, a client-to-advisor ratio that is uncommon among peers. It is also affiliated with a related broker-dealer and maintains the adviser’s dual role as a registered representative and insurance agent, a relationship disclosed in the brochure and managed through client disclosure and the option to direct brokerage elsewhere; the firm also absorbs trading costs for advisory accounts and uses direct billing with custodian statements, and it does not vote client proxies.