Leo Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$37,190,113
Clients
78
Advisors
1
of 1 employees
About
Leo Wealth Management provides discretionary asset management and financial planning for individuals, high-net-worth clients, IRAs, trusts, estates and business entities. Services described in the brochure include portfolio construction and ongoing management across equities, fixed income, exchange-traded funds, options and related financial planning, including insurance recommendations.
The adviser tailors allocations to client goals, time horizon and risk tolerance and emphasizes continuous monitoring with at least annual formal reviews. Investment methods combine tactical and technical analysis with active rebalancing, cash management and a tax‑loss harvesting approach, and the firm may use options as part of its strategies.
Distinctive features noted in the disclosure include SEC registration soon after the firm’s 2022 organization and roughly $37.3 million in assets under management, no stated account minimum, and a recommendation to use Charles Schwab’s institutional custody and trading services. The brochure also discloses that the firm’s principal is a licensed insurance agent (insurance work represents about 10% of his time), that the firm does not accept proxy‑voting responsibility, and that it does not aggregate trades — operational points the firm highlights as potential conflicts or procedural differences from many peers.
Client services
Expertise
Fee options
Up to 2% annually, negotiable based on scope and complexity
Fee-only: Advisory fees generally up to 2% annually, negotiable
Main office
1110 South Avenue, Executive Suites
Staten Island NY 10314
Advisors at this office
1
Most active in
Florida · New Jersey · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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