Lesko Securities, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$707,003,292
Clients
1,166
Advisors
13
of 22 employees
About
Lesko Securities, Inc. provides portfolio management and financial planning to individuals (including high‑net‑worth clients), trusts, estates, pension and profit‑sharing plans, charities, and corporate clients. The 12‑advisor firm manages about $728.5 million for roughly 1,166 clients and offers ongoing advisory services that include Investment Policy Statements, wrap‑fee program management, and advisory share class access for a college 529 program.
The firm uses a mix of analytical approaches — charting, cyclical, fundamental, modern portfolio theory, quantitative and technical analysis — and employs both long‑ and short‑term trading strategies while documenting client risk tolerances in written Investment Policy Statements. Historically LSI’s assets have been managed on a non‑discretionary basis (the brochure reports $0 discretionary and $728,519,170 non‑discretionary as of Dec 31, 2025), though the firm recently added an option for discretionary management and conducts periodic reviews with quarterly reporting via custodians.
Lesko’s structure is unusual for a multi‑team adviser in that it remains registered as a broker‑dealer (originating as a broker‑dealer in 1980 and registering as an investment adviser in 1989) and its supervised persons also act as registered broker‑dealer representatives and licensed insurance agents, accepting commissions for certain product sales (a conflict the firm discloses and documents). The firm also participates in Charles Schwab’s institutional program and may receive research and other custodial benefits, and it does not aggregate block trades for multiple clients, which the brochure notes can affect execution prices.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000 - $1,499,999: 0.90% annually $1,500,000 - $1,999,999: 0.80% annually $2,000,000 - $2,499,999: 0.70% annually $2,500,000 - $2,999,999: 0.60% annually $3,000,000 - $3,499,999: 0.55% annually $3,500,000+: 0.50% annually
$120 to $400 per hour
Account minimum: $25,000
Main office
400 Plaza Dr, Suite A
Vestal NY 13850
Advisors at this office
13
Most active in
California · Florida · Georgia · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Texas · Virginia
Also doing business as
Lesko Financial · Lesko Securities Inc · Lesko Securities Inc. · Lesko Securities, Inc. · New Decade Capital Corp.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Advisors at this firm
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