Letteney Financial Advisory, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Letteney Financial Advisory provides discretionary investment management and financial planning services to individual and retirement-focused clients, operating under management agreements with client accounts custodied at Charles Schwab. The firm offers planning and consulting services—such as establishing IRAs and brokerage accounts, budgeting, and overall strategy development—alongside ongoing portfolio management.
The adviser employs both fundamental and technical analysis and generally pursues longer-term investment strategies, typically holding positions for at least a year while rebalancing or adjusting as client needs dictate. Portfolios are typically built using mutual funds as primary holdings and are tailored to each client’s goals, risk tolerance, and any restrictions the client imposes.
Distinctive operational features include exclusive use of Charles Schwab as custodian, occasional mutual fund share-class conversions to seek more favorable positions for clients, and a practice of not aggregating trades except when implementing firm‑wide security changes. The firm conducts formal account reviews at least annually with semi-annual checkpoints, and it does not accept proxy‑voting responsibility for client securities.
Client services
Expertise
Fee options
Fixed price for financial consulting services, negotiable
$0 - $50,000: 1.75% $50,001 - $75,000: 1.70% $75,001 - $100,000: 1.60% $100,001 - $250,000: 1.50% $250,001 - $500,000: 1.40% $500,001 - $1,000,000: 1.25% Over $1,000,000+: 1.00%
$250 per hour for financial consulting
Account minimum: $50,000 Fee-only: $250 per hour or a fixed price for financial consulting services, fees are negotiable
Main office
Waldoboro ME
Advisors at this office
1
Most active in
Maine
Also doing business as
Letteney Financial Advisory · Letteney Financial Advisory, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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