Bloomfield Hills, MI 40900 Woodard Avenue Office
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Level Four Advisory Services
Multi-team
Firm-wide stats for Level Four Advisory Services
About
Level Four Advisory Services is an SEC‑registered enterprise investment adviser that manages roughly $6.5 billion and serves individuals (including high‑net‑worth clients), corporations, retirement plans, and state and municipal entities. The firm offers financial planning, ongoing asset and portfolio management, retirement‑plan consulting and fiduciary 3(38) services for pooled employer plans, and introduces clients to third‑party money managers and wrap‑fee programs.
LFAS typically implements client mandates through model portfolios and a mix of firm‑sponsored wrap platforms (Managed Assets, Participant Asset Management and the ICA Platform) or through unaffiliated sub‑advisors, including its affiliate Level Four Capital Management. Operationally it relies on multiple custodians and third‑party providers — SS&C Black Diamond for reporting and administration, Raymond James/ICA for platform services and CAIS for alternative‑investment access — and discloses program‑level rather than individualized holdings for model accounts.
Compared with many peers, LFAS’s corporate structure and offerings are noteworthy: it is affiliated with a broker‑dealer and an affiliated national trust/banking entity and provides services tied to municipal and tax‑exempt strategies (including municipal fixed‑income portfolios and plan fiduciary services), arrangements that are less common among similarly sized enterprise advisers. Those ownership and custody relationships, together with platform arrangements (Raymond James, Schwab, Fidelity and a Betterment option for Solo 401(k) custody) affect how the firm makes program, sub‑adviser and custody options available to clients and are disclosed as part of its conflict‑of‑interest and operational oversight framework.
Based on Level Four Advisory Services
Expertise
Based on Level Four Advisory Services
Location
40900 Woodard Avenue, Suite 300
Bloomfield Hills MI 48304
Advisors at this office
3
Advisors at this office
William K
Series 66
Bloomfield Hills, MI
Level Four Advisory Services
William Kumm V is a financial advisor with Level Four Advisory Services holding a Series 66 designation and seven years of industry experience. He previously worked at Raymond James Financial Services and Commonwealth before joining Level Four. He is also associated with Financial Independence LLC, where he serves as an advisor assistant. Level Four Advisory Services is an SEC-registered investment adviser managing approximately $6.5 billion for individuals, corporations, retirement plans, and municipal entities. The firm provides financial planning, asset management, and fiduciary services using model portfolios and a combination of firm-sponsored and third-party platforms.
Joshua F
Series 66
Bloomfield Hills, MI
Level Four Advisory Services
Joshua Foley is a financial advisor at Level Four Advisory Services with one year of industry experience. He holds a Series 66 designation and has previously worked in various roles, including positions in the food service and lighting industries. Outside of advising, he has been associated with Indianwood Golf & Country Club since 2024. Level Four Advisory Services is an SEC-registered enterprise investment adviser managing approximately $6.5 billion and serving individuals, corporations, retirement plans, and state and municipal entities. The firm provides financial planning, asset management, retirement-plan consulting, and fiduciary services, implementing client mandates through model portfolios and a range of platform and sub-advisor options.
Connor S
CFP®, Series 66
Bloomfield Hills, MI
Level Four Advisory Services
Connor Sturgess is a CFP® with eight years of industry experience, currently serving at Level Four Advisory Services. His prior experience includes roles at Raymond James Financial Services and Concurrent Advisors. He is also involved with Financial Independence, LLC, supporting financial advisory services. Level Four Advisory Services is an SEC-registered investment adviser managing approximately $6.5 billion and serving individuals, corporations, retirement plans, and state and municipal entities. The firm offers financial planning, asset management, retirement-plan consulting, and fiduciary services, utilizing a range of model portfolios and sub-advisors through multiple custodian platforms.
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