Lewis Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$132,000,000
Clients
253
Advisors
3
of 3 employees
About
Lewis Financial provides fee-based investment advisory services and financial planning primarily to individual and high-net-worth clients, delivering portfolio management through custodial programs offered via LPL Financial. The firm manages roughly $134 million in client assets across about 255 accounts.
Portfolios are customized and supervised on an ongoing basis, using equities, fixed income, mutual funds, ETFs and other securities with periodic rebalancing and at least quarterly reviews. The firm employs a mix of charting, fundamental and technical analysis and offers both discretionary and non-discretionary management, including participation in LPL’s Strategic Wealth Management and Optimum Market Portfolios programs.
A distinctive aspect of Lewis Financial is its participation in wrap-fee arrangements and the firm’s receipt of a portion of wrap fees, a practice that is relatively uncommon among similar small advisory firms. The firm’s advisers are dually registered with LPL Financial and receive research, technology and operational support from LPL—an arrangement disclosed in the brochure as material to how services are delivered and as a potential source of conflicts of interest.
Client services
Expertise
Fee options
$0 - $500,000: 1.25% $500,001 - $5,000,000: 1.00% Above $5,000,000+: Negotiable
Clients may purchase investment products through LPL Financial on a commission basis; commission rates vary.
Hourly charges are offered, but specific amounts are not stated.
Account minimum: $25,000
Main office
3590 Sacramento Drive, Suite 140
San Luis Obispo CA 93401
Advisors at this office
3
Most active in
California
Also doing business as
Lewis Financial · Lewis Financial, LLC · Lewis, Wayne E.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Robert H
Series 63
San Luis Obispo, CA
Lewis Financial, LLC
Robert Hiltz is a financial advisor at Lewis Financial, LLC with 31 years of industry experience. He holds a Series 63 designation and has been associated with LPL Financial LLC since 2005. Hiltz provides investment advisory services through Lewis Financial, an independent registered investment advisory firm he began in 2024. Lewis Financial primarily serves individual and high-net-worth clients, offering fee-based investment advisory services and personalized financial planning. The firm uses a combination of discretionary and non-discretionary portfolio management, employing charting, fundamental, and technical analysis, and utilizes LPL Financial-sponsored programs to implement model asset allocations.
Wayne L
Series 63
San Luis Obispo, CA
Lewis Financial, LLC
Wayne Lewis is a financial advisor at Lewis Financial, LLC in San Luis Obispo, CA, with 43 years of industry experience. He holds a Series 63 designation and has worked at LPL Financial since 2005. Outside of his advisory work, he serves as a board member for the nonprofit organization SLO Riders. Lewis Financial primarily serves individual and high-net-worth clients, offering fee-based investment advisory services and personalized financial planning. The firm utilizes a combination of discretionary and non-discretionary portfolio management, incorporating fundamental and technical analysis, and employs LPL Financial-sponsored programs to support client asset allocation and implementation.
Wyatt L
Series 66
San Luis Obispo, CA
Lewis Financial, LLC
Wyatt Lewis is a financial advisor with Lewis Financial, LLC in San Luis Obispo, CA, holding a Series 66 designation and 22 years of industry experience. He has worked at LPL Financial since 2005 and started providing investment advisory services through Lewis Financial in 2024. Lewis Financial primarily serves individual and high-net-worth clients, offering fee-based investment advisory services and personalized financial planning. The firm utilizes both discretionary and non-discretionary management approaches, integrating fundamental and technical analysis, and employs LPL Financial-sponsored programs for portfolio construction and implementation.
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