LifeGoal Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$320,000,000
Clients
270
Advisors
6
of 6 employees
About
LifeGoal Investments is a team-based registered investment adviser that serves individual and high-net-worth clients and business entities with discretionary and non-discretionary asset management, assets-under-advisement services, and financial planning. The firm reports managing several hundred million dollars for a few hundred client relationships and typically requires a $500,000 account minimum (which may be lowered or waived in certain cases).
The firm’s investment work is guided by Modern Portfolio Theory and a mix of long-term and trading strategies, including the use of options and periodic rebalancing, with account reviews performed at least quarterly. LifeGoal discloses that it may use derivatives and permit borrowing/margin in separately managed accounts, and it may engage sub‑advisors and alternative pooled funds, all of which are described in its risk disclosures.
Notable distinctions include the firm’s recent founding and small team structure managing multi‑hundred‑million dollars, its explicit use of derivatives and margin in client-managed accounts (a relatively uncommon practice among peers), and the firm’s relationships with related businesses (including lending and marketing activities) as well as instances where some clients hold minor equity interests in the firm—each disclosed as potential conflicts with stated mitigation measures. The firm also does not vote client proxies and directs clients to custodians for account statements, with custodial and sub‑advisor arrangements and soft‑dollar considerations detailed in its brochure.
Client services
Expertise
Fee options
$0 - $999,999.99: 0.95% annually $1,000,000 - $2,999,999.99: 0.90% annually $3,000,000 - $4,999,999.99: 0.80% annually $5,000,000 - $9,999,999.99: 0.70% annually $10,000,000 - $19,999,999.99: 0.60% annually $20,000,000 - $39,999,999.99: 0.55% annually $40,000,000+: Customized Fee
$250 per hour with a minimum of 4 hours for financial planning services
Account minimum: $500,000
Main office
Saratoga Springs NY
Advisors at this office
6
Most active in
Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Louisiana · Maryland · Massachusetts · Minnesota · Nevada · New Hampshire · New Jersey · New York · North Carolina · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Also doing business as
Lifegoal Investments, LLC · Lifegoal Investments,LLC · Lifegoal Wealth Advisors LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Evan W
Series 65
Saratoga Springs, NY
LifeGoal Investments, LLC
Evan Wiggins is a financial advisor at LifeGoal Investments, LLC, holding a Series 65 designation with one year of industry experience. His prior roles include positions at Ultimus LeverPoint Private Fund Solutions and Arrow Financial Corporation. LifeGoal Investments is a team-based registered investment adviser serving individual and high-net-worth clients and business entities with discretionary and non-discretionary asset management, assets-under-advisement services, and financial planning. The firm employs Modern Portfolio Theory along with a blend of long-term and trading strategies, including options and periodic rebalancing, to manage several hundred million dollars across a few hundred client relationships.
Taylor S
CFP®, Series 63
Saratoga Springs, NY
LifeGoal Investments, LLC
Taylor Sohns is a CFP® with 15 years of industry experience currently serving at LifeGoal Investments, LLC. He has held roles at Franklin Templeton, Legg Mason, and Lord Abbet prior to joining LifeGoal. Outside of his advisory work, Sohns is a partner and CFO of Forever Young Springs, LLC, a small real estate company in Saratoga Springs, NY. LifeGoal Investments is a team-based registered investment adviser serving individual and high-net-worth clients as well as business entities. The firm employs a mix of long-term and trading strategies guided by Modern Portfolio Theory, managing several hundred million dollars across a few hundred client relationships.
Maxwell H
Series 65
Saratoga Springs, NY
LifeGoal Investments, LLC
Maxwell Hulbert is a financial advisor at LifeGoal Investments, LLC in Saratoga Springs, NY, holding a Series 65 license with two years of industry experience. His prior roles include positions at Knight Strategic Wealth and Northwestern Mutual. Outside of his advisory work, he is involved as Director of Lawyer Relations at LifeGoal Lending LLC and operates a sole proprietorship related to insurance services. LifeGoal Investments is a team-based registered investment adviser serving individual and high-net-worth clients as well as business entities with discretionary and non-discretionary asset management, assets-under-advisement services, and financial planning. The firm employs a mix of long-term and trading strategies guided by Modern Portfolio Theory and manages multi-hundred-million-dollar portfolios for several hundred clients.
Nicholas R
Series 63, Series 66
Saratoga Springs, NY
LifeGoal Investments, LLC
Nicholas Rossetti is a financial advisor at LifeGoal Investments, LLC with 12 years of industry experience. He holds Series 63 and Series 66 credentials and previously worked at RBC Capital Markets and Amundi Asset Management. LifeGoal Investments is a team-based registered investment adviser serving individual, high-net-worth clients, and business entities with discretionary and non-discretionary asset management, assets-under-advisement services, and financial planning. The firm’s investment approach incorporates Modern Portfolio Theory, a mix of long-term and trading strategies, and the use of derivatives and margin in client accounts.
Brett S
Series 63, Series 65
Saratoga Springs, NY
LifeGoal Investments, LLC
Brett Sohns is a financial advisor at LifeGoal Investments, LLC with 16 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Advisors Asset Management, Inc and Hartford Funds Distributors, LLC. Outside of his advisory role, he is the owner of Forever Young Spring, LLC, a commercial real estate business. LifeGoal Investments is a team-based registered investment adviser serving individual and high-net-worth clients and business entities with asset management, assets-under-advisement services, and financial planning. The firm employs a mix of long-term and trading strategies guided by Modern Portfolio Theory and manages several hundred million dollars across a few hundred client relationships.
Devin C
Series 65
Saratoga Springs, NY
LifeGoal Investments, LLC
Devin Campbell is a financial advisor at LifeGoal Investments, LLC with a Series 65 designation and one year of industry experience. Prior to joining LifeGoal, he held positions at Van Avery Enterprise, Russell Sage College, and various educational institutions. LifeGoal Investments is a team-based registered investment adviser serving individual and high-net-worth clients as well as business entities. The firm employs Modern Portfolio Theory alongside long-term and trading strategies, including the use of options and periodic rebalancing, managing several hundred million dollars across a diverse client base.
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