LIG Capital Management, LLC logo

LIG Capital Management, LLC

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Client assets under management

$209,448,219

Clients

406

16% high-net-worth

Advisors

4

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

102

Very High

Average account size

$515,882

About

LIG Capital Management is an SEC‑registered investment adviser managing roughly $250 million for a client base of individuals, high‑net‑worth clients, retirement plans, trusts, charitable organizations, and businesses through a four‑advisor team. The firm offers investment management and portfolio management services, retirement plan consulting and participant education, and financial planning limited to investment matters rather than comprehensive planning.

Its investment platform includes discretionary programs — a Target Stock Strategy, an ETF Allocation Program, and a Core Discretionary Program that employ trend‑following methods, charting, and fundamental and technical analysis — alongside non‑discretionary advisory accounts that rely on Modern Portfolio Theory, asset allocation, and diversification. As disclosed in the brochure, LIGCM reported approximately $77 million managed on a discretionary basis and about $173 million on a non‑discretionary basis, meaning most client assets are managed under non‑discretionary arrangements.

What is distinctive for the firm compared with peers is that a substantial majority of assets are non‑discretionary despite offering active, trend‑oriented discretionary strategies; this combination is uncommon among similar advisers. The brochure also notes that the firm may employ leverage, options, short sales and concentrated positions in managed accounts, does not offer comprehensive financial planning, and does not vote client proxies.

Client services

Financial planning Portfolio management Retirement plan consulting and advisory

Expertise

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k)

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Fee options

Fixed

Flat fee for other contracted investment advisory services, but specific amounts not stated.

Project-based

$250 per hour (with a one hour minimum) for various financial or investment advisory services.

Other

Minimum fee: Minimum annual fee applies but is negotiable and varies among clients; specific amounts not stated.

Main office location

LIG Capital Management, LLC

3503 N.W. 63 Rd Street, Suite 100

Oklahoma City OK 73116-2203, United States

Number of offices

1

Most active in

California · Oklahoma · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Chris L

Series 63, Series 65

Oklahoma City, OK

LIG Capital Management, LLC

Chris Lorenzen is a financial advisor with LIG Capital Management, LLC in Oklahoma City, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. He has been with LIG Capital Management since 2004 and also serves as president of CLK Investments, Inc., a non-investment related business. LIG Capital Management provides investment management and advisory services to individuals, small businesses, retirement plans, trusts, and charitable organizations. The firm employs active, trend-following equity strategies for discretionary portfolios alongside Modern Portfolio Theory–based asset allocation for non-discretionary accounts, serving clients who retain final trading authority in most cases.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k)
user avatar

Stuart M

Series 66

Oklahoma City, OK

LIG Capital Management, LLC

Stuart Mccuan is a financial advisor at LIG Capital Management, LLC with 15 years of industry experience. He holds the Series 66 designation and previously worked at Morgan Stanley Private Bank, National Association from 2010 to 2017. Outside of his advisory role, he serves as president of McCuan & Associates, a non-investment related S-corp. LIG Capital Management provides investment and portfolio management services to individuals, small businesses, retirement plans, trusts, and charitable organizations. The firm employs a combination of active, trend-following equity strategies and Modern Portfolio Theory–based asset allocation, managing a majority of its assets on a non-discretionary basis.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k)
user avatar

Mark H

Series 63, Series 65

Oklahoma City, OK

LIG Capital Management, LLC

Mark Humphreys is a financial advisor at LIG Capital Management, LLC with 24 years of industry experience. He holds Series 63 and Series 65 designations and has been with LIG Capital since 2010. Outside of his advisory role, he serves as president of Mark Humphreys & Associates, a non-investment related business, and is also a manager for Peninsula Energy Logistics, an oil and gas pipeline transportation and logistics company. LIG Capital Management provides investment management and advisory services to individuals, small businesses, retirement plans, trusts, and charitable organizations. The firm combines active, trend-following equity strategies with Modern Portfolio Theory–based asset allocation and manages a majority of its assets on a non-discretionary basis.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k)
user avatar

Julie M

Series 66

Oklahoma City, OK

LIG Capital Management, LLC

Julie Mahanay is a financial advisor at LIG Capital Management, LLC with 18 years of industry experience. She holds a Series 66 designation and has previously worked at BOKF, NA and T S Phillips Investments, Inc. LIG Capital Management provides investment management and advisory services to individuals, small businesses, retirement plans, trusts, and charitable organizations. The firm offers both discretionary and non-discretionary programs, combining active equity strategies with Modern Portfolio Theory–based asset allocation and diversification.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k)
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