LIG Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$209,448,219
Clients
406
Advisors
3
of 4 employees
About
LIG Capital Management is an SEC‑registered investment adviser managing roughly $250 million for a client base of individuals, high‑net‑worth clients, retirement plans, trusts, charitable organizations, and businesses through a four‑advisor team. The firm offers investment management and portfolio management services, retirement plan consulting and participant education, and financial planning limited to investment matters rather than comprehensive planning.
Its investment platform includes discretionary programs — a Target Stock Strategy, an ETF Allocation Program, and a Core Discretionary Program that employ trend‑following methods, charting, and fundamental and technical analysis — alongside non‑discretionary advisory accounts that rely on Modern Portfolio Theory, asset allocation, and diversification. As disclosed in the brochure, LIGCM reported approximately $77 million managed on a discretionary basis and about $173 million on a non‑discretionary basis, meaning most client assets are managed under non‑discretionary arrangements.
What is distinctive for the firm compared with peers is that a substantial majority of assets are non‑discretionary despite offering active, trend‑oriented discretionary strategies; this combination is uncommon among similar advisers. The brochure also notes that the firm may employ leverage, options, short sales and concentrated positions in managed accounts, does not offer comprehensive financial planning, and does not vote client proxies.
Client services
Expertise
Fee options
Flat fee for other contracted investment advisory services, but specific amounts not stated.
$250 per hour (with a one hour minimum) for various financial or investment advisory services.
Minimum fee: Minimum annual fee applies but is negotiable and varies among clients; specific amounts not stated.
Main office
3503 N.W. 63rd Street, Suite 100
Oklahoma City OK 73116-2203
Advisors at this office
4
Most active in
California · Oklahoma · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Chris L
Series 63, Series 65
Oklahoma City, OK
LIG Capital Management, LLC
Chris Lorenzen is a financial advisor with LIG Capital Management, LLC, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has been with LIG Capital Management since 2004 and also serves as President of CLK Investments, Inc., a non-investment-related business. LIG Capital Management manages approximately $250 million for individuals, high-net-worth clients, retirement plans, trusts, charitable organizations, and businesses, offering both discretionary and non-discretionary investment strategies that include trend-following methods and Modern Portfolio Theory.
Stuart M
Series 66
Oklahoma City, OK
LIG Capital Management, LLC
Stuart Mccuan is a financial advisor at LIG Capital Management, LLC with 15 years of industry experience. He holds the Series 66 designation and previously worked at Morgan Stanley Private Bank, National Association from 2010 to 2017. Outside of his advisory role, he serves as president of McCuan & Associates, a non-investment related S-corp. LIG Capital Management provides investment and portfolio management services to individuals, small businesses, retirement plans, trusts, and charitable organizations. The firm employs a combination of active, trend-following equity strategies and Modern Portfolio Theory–based asset allocation, managing a majority of its assets on a non-discretionary basis.
Mark H
Series 63, Series 65
Oklahoma City, OK
LIG Capital Management, LLC
Mark Humphreys is a financial advisor with LIG Capital Management, LLC in Oklahoma City, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. His career includes roles at COMPASS Wealth Management, Phillips Capital Advisors, and Prudential Equity Group. Outside of investment advising, he serves as president of Mark Humphreys & Associates and is a manager at Peninsula Energy Logistics, involved in oil and gas pipeline transportation and logistics. LIG Capital Management is a four-advisor SEC-registered firm managing approximately $250 million for a diverse client base including individuals, high-net-worth clients, retirement plans, trusts, charitable organizations, and businesses. The firm offers investment and portfolio management, retirement plan consulting, and financial planning focused on investment matters, with a distinctive approach that combines trend-following discretionary strategies and predominantly non-discretionary asset management.
Julie M
Series 66
Oklahoma City, OK
LIG Capital Management, LLC
Julie Mahanay is a financial advisor at LIG Capital Management, LLC with 18 years of industry experience. She holds a Series 66 designation and has previously worked at BOK Financial, T S Phillips Investments, Inc, and Arvest Wealth Management. LIG Capital Management is an SEC-registered investment adviser managing approximately $250 million for individuals, high-net-worth clients, retirement plans, trusts, charitable organizations, and businesses. The firm offers both discretionary and non-discretionary investment management services, utilizing trend-following strategies alongside traditional asset allocation and diversification approaches.
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