Light Capital LLC logo

Light Capital LLC

Updated today

Client assets under management

$126,785,683

Clients

13

100% high-net-worth

Advisors

1

of 2 employees

Firm type

Independent

1 advisor with up to 2 employees

Clients per advisor

13

Typical

Average account size

$9,752,745

About

Light Capital LLC provides investment management and family office services to a mix of individuals (including high‑ and ultra‑high‑net‑worth clients), family offices, private funds, trusts, pension and profit‑sharing plans, charitable organizations, and corporations, overseeing roughly $135 million for a small number of client relationships. Its service set includes both discretionary and non‑discretionary portfolio management, donor‑advised fund management, administrative and bookkeeping support, cash‑flow planning, and assistance establishing custody for digital asset exposures.

The firm generally pursues long‑term preservation and capital growth through diversified allocations across equities, fixed income, ETFs, structured products, options and select private or illiquid investments, and may use a bottom‑up, concentrated approach for select client mandates. Light Capital manages a meaningful portion of its regulatory AUM on a non‑discretionary basis and employs flexible fee arrangements — including asset‑based advisory fees, fixed fees for family‑office work, and performance‑based fees on certain investments — reflecting negotiated, client‑specific engagements.

Noteworthy aspects of the firm include its small, founder‑led structure that concentrates substantial assets across relatively few accounts and the combination of family‑office operational capabilities with advisory and private‑fund solicitation activities. The firm’s explicit support for digital‑asset custody arrangements through established fiduciary providers and its mix of corporate clients, individualized planning, and atypical fee structures distinguish it from many peer advisers of similar scale.

Client services

Financial planning Portfolio management Family office services

Expertise

Private / alternative investments Concentrated stock management Tax-loss harvesting

Occupation focus

Founder/Business Owner Executive

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Fee options

Percentage

Up to 1.50% of assets under management annually, charged quarterly in advance

Project-based

Fixed fees may be charged for Family Office services (specific amounts not stated)

Performance-based

Performance-based fees are charged alongside a lower asset-based advisory fee for certain investments (specific rates not stated)

Main office location

Light Capital LLC

520 Broadway,, 2 Nd Floor

Santa Monica CA 90401, United States

Number of offices

2

Most active in

California

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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