Light Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Light Capital Management provides ongoing portfolio management and financial planning primarily for individual and high‑net‑worth clients, documenting goals and constraints in an Investment Policy Statement. The firm manages both discretionary and non‑discretionary accounts and conducts regular portfolio monitoring and periodic reviews.
The firm’s investment process combines charting, fundamental, quantitative, and technical analysis to inform asset allocation and security selection, and it typically seeks discretionary authority to implement trades. Investment strategies described in the brochure include long‑ and short‑term trading as well as short sales, margin transactions, and options trading, with monitoring and risk disclosures provided to clients.
Compared with many peers, Light Capital accepts performance‑based fees for qualified clients using a high‑water‑mark approach and also makes alternative investments and private placements available to qualified investors. The firm discloses use of leverage and derivatives in client accounts, aggregates trades across clients, and requires custody through a single institutional custodian, operational choices it says it manages to address related conflicts.
Client services
Expertise
Fee options
Qualified Client Actively Managed Account+: 2.00% All Other Assets+: 1.00-2.00%
$250 per hour for financial planning services
20.00% of capital appreciation for qualified clients
Main office
Colleyville TX
Advisors at this office
1
Most active in
California · Pennsylvania · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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