Lighthouse Advisory Services, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$9,577,736
Clients
24
Advisors
1
of 1 employees
About
Lighthouse Advisory Services, Inc. is a small independent advisory firm managing about $9.6 million for 24 clients, providing ongoing portfolio management, financial planning, and consulting for pension and profit-sharing plans. It serves individuals and high-net-worth clients as well as retirement plan sponsors, producing individualized Investment Policy Statements and quarterly account reviews.
The firm operates on a primarily non-discretionary basis, documenting client goals, time horizon, and risk tolerance while leaving trade authority with clients and delivering recommendations and reporting. LASI employs a mix of analytic methods (fundamental, technical/charting, cyclical and modern portfolio theory) and uses strategies ranging from long‑term investing to short‑term trading, options, margin and short sales where appropriate.
Notable distinctions include a formal pension consulting practice for 401(k)-type plans and an education program focused on participant enrollment, ERISA 404(c) compliance, and a Financial Wellness Series of workshops offered without additional fee. The combination of primarily non-discretionary assets under management, explicit pension consulting, and regular plan-focused seminars is uncommon among similarly sized independent advisers.
Client services
Expertise
Fee options
$750 to $2,500 per financial plan
$1 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.75% $3,000,000+: 0.50%
$75 to $200 per hour
Main office
San Diego CA
Advisors at this office
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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