Lighthouse Investment Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$30,966,831
Clients
89
Advisors
1
of 1 employees
About
Lighthouse Investment Advisors, Inc. provides fee-based asset management and related financial planning to individuals and to qualified retirement plans, including 401(k), 403(b), pension, profit-sharing, cash balance and deferred compensation plans. The firm also offers educational seminars and workshops at no charge and includes financial planning as part of its asset management services.
The firm operates primarily on a non-discretionary basis—Lighthouse determines recommended securities and amounts but obtains prior client approval before executing transactions—and documents client objectives through investment policy statements, risk-tolerance assessments, and periodic (typically quarterly) account reviews. Its investment analysis draws on fundamental, technical, and cyclical methods, and it supports ERISA plan sponsors with limited-scope 3(21) fiduciary services such as IPS development, monitoring of plan options, and participant education.
Noteworthy features compared with many peers include a substantial concentration of non-discretionary assets (the brochure reports $32,893,545 in non-discretionary AUM as of August 10, 2026), an affiliated insurance business (Lighthouse Financial, Inc.) whose owners spend roughly 30% and 60% of their time on insurance activities and may offer insurance products to clients, and explicit pension consulting under ERISA 3(21) arrangements. The firm also refers clients to third-party money managers (including a formal relationship with Gradient Investments, LLC) and discloses that it receives a portion of third-party management fees, a potential conflict the firm says it manages through disclosure and fiduciary procedures.
Client services
Expertise
Occupation focus
Fee options
$300 flat annual fee for Client Directed Accounts (CDA) only (GI service, no discretionary management).
$0+: 1.5% annually for direct asset management (non-discretionary asset management service) - Negotiable $0+: Up to 0.5% annually for ERISA plan services $0+: 2.00% annually for Strategic Portfolios (combined fee, GI 1.00% + Lighthouse 1.00%) $0+: 1.70% annually for Tactical Portfolios (combined fee, GI 0.70% + Lighthouse 1.00%) $0+: 1.70% annually for Allocation & Defined Outcome Portfolios (combined fee, GI 0.70% + Lighthouse 1.00%) $0+: 1.00% annually for Preservation Portfolios (combined fee, GI 0.40% + Lighthouse 0.60%) $0+: 1.50% annually for Private Wealth Portfolios (combined fee, GI 0.50% + Lighthouse 1.00%)
Account minimum: $5,000 Minimum fee: $15 Quarterly Service Fee (technology fee) Fee-only: Fee-based only, no commissions on advisory services.
Main office
Canton GA
Advisors at this office
1
Most active in
Georgia · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)