Lighthouse Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Lighthouse Wealth Management provides portfolio management and financial planning services for individual clients, operating on an asset-based (percentage-of-AUM) fee model disclosed in its Form ADV brochure. The firm reports about $4.5 million in assets under management and serves a small client base (19), offering ongoing investment oversight and retirement-focused planning typical of independent advisers.
The brochure describes the firm’s approach as tailored to clients’ objectives and risk tolerances, with investment strategies and periodic account reviews carried out in accordance with the methods summarized in Item 8 and the review practices in Item 13. Services are implemented through managed portfolios and written planning engagements, with monitoring and communication practices set out in the ADV.
A notable and less common feature disclosed in Item 10 is that the adviser is also licensed as an insurance broker/agent and may recommend insurance products and receive related compensation. That dual role, together with the firm’s relatively small scale, is highlighted in the brochure and is disclosed alongside descriptions of potential conflicts of interest and measures the firm uses to address them.
Client services
Main office
2913 Harrington Avenue
Bronx NY 10461
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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