Lime Rock Investment Management Company, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Lime Rock Investment Management Company, Inc. provides discretionary investment management to individual investors and LLCs, creating a tailored Investment Policy Statement (IPS) for each client. The firm typically implements portfolios using mutual funds, ETFs, domestic equities and fixed income securities and does not participate in wrap-fee programs.
Investment decisions are guided by strategic asset allocation aligned with each client’s IPS, with account reviews performed at least quarterly and rebalancing or other actions taken as warranted. The firm recently changed its advisory fee calculation to a daily accrual method and generally recommends Interactive Brokers as the custodian while allowing clients to direct brokerage.
Distinctive features include the principal’s institutional fixed-income trading and risk-management background — including work with MBS, ABS, CMBS, CLOs and regulatory stress-testing frameworks — which informs the firm’s approach to fixed-income and risk controls. Compared with many peers, Lime Rock operates on a small scale (roughly 25 clients and under $10 million in assets under management) and accepts business entities (LLCs) as clients, which may lead to more customized oversight.
Client services
Expertise
Fee options
$0 - $250,000: 1.05% $250,000 - $2,500,000: 0.90% $2,500,000+: 0.75%
Main office
San Antonio TX
Advisors at this office
1
Most active in
Florida · New York · Texas
Also doing business as
Colonna, Nicholas · Colonna, Nicholas Charles · Lime Rock Investment Management Company, Inc.
Disclosures
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Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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