Mt. Vernon, OH logo

Mt. Vernon, OH Office

Team
Updated today
Lincoln Douglas Investments, LLC logo

Lincoln Douglas Investments, LLC

Team

Firm-wide stats for Lincoln Douglas Investments, LLC

Total advisors

8

Across 2 offices

Clients per advisor

31 Very Low

Avg AUM per client

$530,688 Low

HNW client ratio

0% Very Low

About

Lincoln Douglas Investments, LLC is a team investment adviser (nine advisors, roughly $130 million in AUM) that primarily serves individual investors, with additional clients that include pension plans, trusts and business entities; the firm does not maintain a significant high‑net‑worth client segment. Services include discretionary and non‑discretionary portfolio management, financial planning, and participation in advisory programs (including an Evergreen Ridge program) that in some cases require clients to use LDI’s brokerage/clearing arrangements.

Advisors develop portfolios from client risk profiles and employ a mix of strategies — long‑term and shorter‑term equity positions, mutual funds, fixed income, option strategies, margin and short sales — using technical, fundamental and cyclical analysis; accounts are reviewed at least annually and adjusted as conditions or client circumstances change. The firm describes operational practices such as batched order execution, trade‑error correction procedures, and the use of client custodians to deliver account statements and custody services.

LDI is notable among peer team firms for its broker‑dealer registration and affiliated broker‑dealer activity, its registered insurance agents on staff, and its revenue arrangements tied to sweep products and 12b‑1 and transaction fees — conflicts the brochure discloses along with supervisory measures intended to address them. The firm also discloses a prior disciplinary settlement relating to inadequate supervision and notes ancillary capabilities (including staff with CPA credentials and multi‑state insurance licenses) that are less common among similarly sized advisory teams.

Based on Lincoln Douglas Investments, LLC

Expertise

Active portfolio management Options & derivatives strategies

Based on Lincoln Douglas Investments, LLC

Location

1051 Newark Rd

Mt. Vernon OH 43050

Advisors at this office

7

Advisors at this office

user avatar

Stephen D

Series 63

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Stephen Dennis is a financial advisor at Lincoln Douglas Investments, LLC with 25 years of industry experience. He has been with Lincoln Douglas Investments since 2011 and holds a Series 63 designation. Lincoln Douglas Investments is a team investment adviser serving primarily individual investors, as well as pension plans, trusts, and business entities. The firm manages portfolios using a variety of strategies based on client risk profiles and employs both discretionary and non-discretionary portfolio management along with financial planning services.

Active portfolio management Options & derivatives strategies
user avatar

Brandon B

Series 66

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Brandon Bullock is a financial advisor at Lincoln Douglas Investments, LLC with 21 years of industry experience. He has been with Lincoln Douglas Investments since 2010. In addition to his advisory role, he is a licensed property and casualty, life, and health insurance sales agent. Lincoln Douglas Investments provides portfolio management and financial planning services to individuals, pension and profit-sharing plans, trusts, and small business entities. The firm employs a mix of technical charting, fundamental analysis, and cyclical approaches to build portfolios tailored to client risk profiles.

Active portfolio management Options & derivatives strategies
user avatar

Terry H

Series 63, Series 65

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Terry Hill is a financial advisor at Lincoln Douglas Investments, LLC with 41 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Raymond James Financial Services and PRUCO Securities before joining Lincoln Douglas in 2014. Outside of advisory work, he is engaged in non-variable insurance sales covering life, medical, and Medicare supplemental insurance. Lincoln Douglas Investments, LLC is a team-based advisory firm serving individual investors, pension plans, trusts, and business entities through a range of portfolio management and financial planning services. The firm employs diverse investment strategies and maintains operational practices that include annual account reviews and trade-error correction procedures.

Active portfolio management Options & derivatives strategies
user avatar

Kenneth D

Series 66

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Kenneth Dennis is a financial advisor at Lincoln Douglas Investments, LLC with 31 years of industry experience. He holds a Series 66 designation and has been with Lincoln Douglas Investments since 2010. Additionally, he is president and a stockholder of Dennis & Schisler, Inc., a CPA firm, where he has worked since 1980, focusing on tax return preparation and tax research. Lincoln Douglas Investments provides portfolio management and financial planning services to individuals, pension and profit-sharing plans, trusts, and small businesses. The firm uses a combination of technical charting, fundamental analysis, and cyclical approaches to build client portfolios, offering both discretionary and non-discretionary account management.

Active portfolio management Options & derivatives strategies
user avatar

Zachary D

Series 63

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Zachary Dennis is a financial advisor with Lincoln Douglas Investments, LLC, holding a Series 63 license and having 11 years of industry experience. He has worked at Lincoln Douglas Investments since 2013 and is also involved in fixed insurance and property & casualty insurance through Madison Collins Stevens Insurance. Additionally, he works as a driver for Lyft part-time outside of securities trading hours. Lincoln Douglas Investments, LLC is a team-based advisory firm serving primarily individual investors, as well as pension plans, trusts, and business entities. The firm manages portfolios using a range of strategies including equity positions, mutual funds, fixed income, and option strategies, with accounts reviewed at least annually.

Active portfolio management Options & derivatives strategies
user avatar

Nick B

CFP®, Series 63, Series 66

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Nick Burson is a CFP®-certified financial advisor with 15 years of industry experience. He has been with Lincoln Douglas Investments, LLC since 2011. Outside of his advisory role, he serves as the unpaid treasurer for the AM Spirit Chapter, a professional networking group. Lincoln Douglas Investments provides portfolio management and financial planning services to individuals, pension and profit-sharing plans, trusts, and small businesses. The firm uses a combination of technical charting, fundamental analysis, and cyclical approaches to build and manage client portfolios.

Active portfolio management Options & derivatives strategies
user avatar

Nathaniel F

Series 66

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Nathaniel Fowler is a financial advisor at Lincoln Douglas Investments, LLC with five years of industry experience. He holds a Series 66 designation and has worked at Lincoln Douglas Investments since 2020. Outside of his advisory role, he is involved in cryptoeconomic research as an independent contractor and operates an online package and shipping retail business. Lincoln Douglas Investments provides portfolio management and financial planning services to individuals, pension and profit-sharing plans, trusts, and small businesses. The firm uses a combination of technical charting, fundamental analysis, and cyclical approaches to build diversified portfolios and offers programmatic management through an advisory program where it acts as broker-dealer.

Active portfolio management Options & derivatives strategies
View complete list of advisors at this office
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)