Joliet, IL Office
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Lincoln Investment
Enterprise
Firm-wide stats for Lincoln Investment
About
Lincoln Investment Planning, LLC is a large, enterprise investment advisory and broker-dealer that works with a broad client mix — individual and high‑net‑worth investors, trusts, charities and corporate and ERISA retirement plans — and maintains a long history of serving educators and participants in 403(b) and 457(b) programs. Its offerings include financial planning, advisor‑led consulting, portfolio management through advisor‑managed and firm‑managed model portfolios, access to third‑party managers, and both wrap and non‑wrap platform options.
The firm’s investment work is driven by an in‑house Investment Management & Research (IM&R) team that constructs strategic model portfolios and operates dynamic, AIM (Adaptive Intelligence Model) strategies, while also employing Sub‑Advisers and overlay/third‑party managers as needed. Many client relationships remain advisor‑led and non‑discretionary or limited‑discretionary, with advisors using Lincoln’s platform tools, model portfolios and periodic reviews to tailor allocations to client objectives; Lincoln also acts as a fiduciary when providing ERISA/retirement advice.
Compared with many peers, Lincoln discloses a number of operational arrangements that are noteworthy: it serves as the introducing broker‑dealer on Pershing’s platform, designates specific sweep products (including Dreyfus money‑market and bank deposit sweeps) that generate firm revenue, and notes instances where it is deemed to have custody and undergoes surprise exams. The firm also highlights a layered delivery model — a large network of mostly independent advisors, an active IM&R team, and explicit co‑adviser/promoter relationships with third‑party managers — and discloses related fee‑sharing and platform‑level conflicts that it addresses through disclosure and supervision.
Based on Lincoln Investment
Expertise
Based on Lincoln Investment
Occupation focus
Based on Lincoln Investment
Location
2571 Division Street
Joliet IL 60435
Advisors at this office
5
Advisors at this office
Jeff P
Series 63, Series 65
Joliet, IL
Lincoln Investment
Jeff Pierson is a financial advisor with Lincoln Investment Planning, Inc. in Joliet, IL, holding Series 63 and Series 65 credentials and bringing 21 years of industry experience. He has served at Lincoln Investment since 2005 and has been a member of the Lisle-Woodridge Fire Department since 1989. Outside of his advisory work, Pierson serves on the boards of the Rialto Square Theater and the Will County 100 Club and is a member of the Joliet Rotary Club. Lincoln Investment Planning, LLC is an enterprise investment advisory and broker-dealer serving a diverse client base including individuals, high-net-worth investors, trusts, charities, and retirement plans. The firm offers financial planning, advisor-led consulting, and portfolio management utilizing in-house strategic model portfolios, third-party managers, and a combination of wrap and non-wrap platforms.
Benjamin R
Series 63, Series 65
Joliet, IL
Lincoln Investment
Benjamin Rogina is a financial advisor with Lincoln Investment in Joliet, IL, holding Series 63 and Series 65 credentials and two years of industry experience. Prior to joining Lincoln Investment, he has worked in warehouse logistics at Amazon and assists with operations at Rogina Engineers & Surveyors LLC. Lincoln Investment Planning, LLC is a large enterprise advisory and broker-dealer serving a diverse client base including individuals, high-net-worth investors, trusts, charities, and retirement plans. The firm offers financial planning, consulting, and portfolio management through a combination of advisor-managed and firm-managed model portfolios, supported by an in-house investment management team and third-party managers.
Nicholas P
Series 66, Series 63
Joliet, IL
Lincoln Investment
Nicholas Pagliai is a financial advisor with Lincoln Investment in Joliet, IL, holding Series 66 and Series 63 licenses and nine years of industry experience. He has previously worked at firms including Northwestern Mutual Investment Services LLC, Merrill Lynch Pierce Fenner and Smith, and Fifth Third Bank. Lincoln Investment Planning, LLC is a large enterprise investment advisory and broker-dealer serving a diverse client base that includes individual and high-net-worth investors, trusts, charities, and retirement plans. The firm offers financial planning and portfolio management with a range of advisor-managed and firm-managed model portfolios and employs an in-house Investment Management & Research team to construct strategic investment solutions.
Diane S
Series 63, Series 65
Joliet, IL
Lincoln Investment
Diane Sewing is a financial advisor at Lincoln Investment with 13 years of industry experience. She holds Series 63 and Series 65 credentials and has worked with The Voyager Group, Ltd. since 2006. Outside of her advisory role, she co-chairs worship and spiritual life at Trinity Lutheran Church and serves on the Village of Elwood Parks & Recreation Committee. Lincoln Investment Planning, LLC is a large enterprise advisory and broker-dealer serving a diverse client base, including individuals, trusts, charities, and retirement plans. The firm employs a strategic investment approach through its in-house Investment Management & Research team, offering model portfolios and advisor-led consulting tailored to client objectives.
Frank P
Series 63, Series 65
Joliet, IL
Lincoln Investment
Frank Palmasani is a financial advisor with Lincoln Investment in Joliet, IL, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. His career includes long-term roles at Sourcebooks and Great American Advisors, Inc., as well as over three decades at Hinsdale South High School. He has worked with Lincoln Investment for 16 years. Lincoln Investment Planning, LLC serves a broad client base including individual and high-net-worth investors, trusts, charities, and retirement plans, with a focus on educators and participants in 403(b) and 457(b) programs. The firm offers financial planning, portfolio management, and advisor-led consulting supported by an in-house Investment Management & Research team that constructs strategic model portfolios and employs third-party managers.
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