Lincoln Park Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Lincoln Park Capital LLC is an SEC-registered investment adviser that provides discretionary portfolio management to private wealth clients, qualified retirement plans, companies and other institutional clients. The firm prepares individualized Investment Policy Statements, offers model portfolio management and ongoing monitoring, and reports managing roughly $45.1 million in client assets.
The firm uses a tactical asset allocation approach with model portfolios tailored to client goals, risk tolerance and time horizon, and employs a mix of charting, fundamental, technical and cyclical analysis. Strategies include long- and short-term trading and may involve short sales, margin and options; portfolios are actively monitored and reviews are conducted at least annually by the firm’s principal.
Distinctive features include a small, principal-controlled practice with no account minimum and a negotiable, tiered percentage-of-assets-under-management fee schedule with fees withdrawn directly from client accounts. The firm does not accept performance-based fees, does not take custody of client assets, does not vote client proxies, and the principal maintains an affiliation with a separate private fund manager/exempt reporting adviser.
Client services
Expertise
Fee options
$0 - $500,000: 0.75% $500,001 - $1,000,000: 0.50% $1,000,001 - $3,000,000: 0.35% $3,000,001 - $5,000,000: 0.25% $5,000,001 - $10,000,000: 0.20% $10,000,001+: Negotiable
Main office
125 South Union Street
Olean NY 14760
Advisors at this office
1
Most active in
Colorado · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")