Lions Financial Advisory
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Lions Financial Advisory is a small independent advisory firm that serves individuals, high-net-worth clients, charitable organizations, and business entities. The firm provides ongoing discretionary portfolio management, written financial planning, and a subscription-based financial planning platform as part of its services.
The firm constructs an Investment Policy Statement for each client and employs a range of analytical methods—including fundamental, quantitative, technical, charting, cyclical analysis, and modern portfolio theory—to build and monitor long-term portfolios. Accounts are reviewed quarterly and managed with discretion tailored to clients’ objectives, risk tolerances, and time horizons, with reporting provided through custodians.
The firm’s principal maintains active, disclosed roles outside the advisory business that include real estate investment and brokerage activities and registration as an insurance agent, and the adviser may offer real estate-related services and commissionable insurance products to clients. Those affiliations, combined with the firm’s single-advisor, small-client practice, are uncommon among peers and are identified in the brochure as potential conflicts of interest that the firm documents and manages.
Client services
Expertise
Occupation focus
Fee options
Financial planning fixed fees between $1,000 and $50,000
1.00% annually
$50 to $500 per hour
Subscription fees between $30 and $50 per month
Main office
45 Rockefeller Plaza, 20th Floor
New York NY 10036
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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