Lipscomb Investment Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$76,875,437
Clients
149
Advisors
3
across 2 offices
About
Lipscomb Investment Group advises individuals (including high-net-worth and non‑HNW clients), pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm offers discretionary portfolio management, financial planning, pension consulting and fee‑based consulting, and also sponsors a wrap fee program while providing access to private investment opportunities for qualified investors.
The firm tailors advice using client suitability information and typically manages accounts on a discretionary basis, employing sub‑advisers and third‑party money managers where appropriate. Portfolio construction draws on a mix of methods (fundamental and technical analysis, modern portfolio theory, and both long‑ and short‑term strategies), and Lipscomb monitors accounts regularly while using an order management system (Pontera) to implement tax‑efficient asset location and opportunistic rebalancing for held‑away retirement and other accounts.
Compared with many peers, Lipscomb is notable for sponsoring a wrap fee program and for its affiliation with an insurance agency whose advisors are licensed to sell insurance products and receive separate commission compensation. The firm has also established Plainsman Private Investments and a separate manager (Plainsman Fund Management) that can generate performance‑based fees and result in custody authority over the pooled vehicle, with customary private‑fund controls (including independent audits); it also pays a portion of advisory revenue to its Pontera platform for held‑away account management.
Client services
Expertise
Fee options
$0 - $250,000: 1.35% $250,001 - $500,000: 1.20% $500,001 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.85% $3,000,001 - $5,000,000: 0.55% $5,000,001+: 0.25%
Insurance commissions earned by licensed insurance agents affiliated with the firm, separate from advisory fees
Consulting services hourly rate $100 - $375 per hour (minimum 1 hour, negotiable)
Performance-based fees earned only from private investment fund management (Plainsman Private Investments, LLC), including carried interest on specific investments
Ongoing consulting services billed monthly or quarterly, ranging from $175/month to $10,000/month
Account minimum: $200,000 Fee-only: Financial planning services fees generally range between $500 - $10,000 (negotiable); consulting services hourly rate $100 - $375/hour; ongoing consulting fees range from $175/month to $10,000/month (billed monthly or quarterly in advance)
Main office
See office2372 East University Drive, Unit 102
Auburn AL 36830
Advisors at this office
2
Offices (2)
Most active in
Alabama · Georgia · Texas
Also doing business as
Lipscomb Investment Group, LLC · Navam Investment Advisors, LLC · Navigator Asset Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
A. L
Series 63, Series 65
Auburn, AL
Lipscomb Investment Group, LLC
A. Lipscomb is a financial advisor with Lipscomb Investment Group, LLC, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has been with Lipscomb Investment Group since 2015 and previously worked at Cork Tree Wealth Partners, LLC. Outside of his advisory role, he has a minority interest and management responsibilities in a family partnership involved in the commercial and residential rental business. Lipscomb Investment Group advises individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm offers discretionary portfolio management and financial planning, employing diverse portfolio construction methods and providing access to private investment opportunities for qualified investors.
Thomas M
Series 65
Auburn, AL
Lipscomb Investment Group, LLC
Thomas Meagher is a financial advisor with Lipscomb Investment Group, LLC, holding a Series 65 designation and four years of industry experience. He has worked at Lipscomb Investment Group since 2021 and has prior experience at Cork Tree Wealth Partners, LLC and Lipscomb Wealth Partners, LLC. Before entering the financial advisory field, he spent eight years at Pharmavite LLC. Lipscomb Investment Group advises individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities, offering discretionary portfolio management, financial planning, pension consulting, and access to private investment opportunities. The firm customizes advice based on client suitability and employs various portfolio construction methods, regularly monitors accounts, and sponsors a wrap fee program.
Davis L
Series 65
Auburn, AL
Lipscomb Investment Group, LLC
Davis Lipscomb is a Series 65 credentialed advisor with 12 years of industry experience. He is currently with Lipscomb Investment Group, LLC, where he has worked since 2015. Lipscomb is a co-owner of PxL Family Office, LLC, a family office joint venture with Pivotal Finance. Lipscomb Investment Group serves individuals—including high-net-worth and non-HNW clients—as well as pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm provides discretionary portfolio management, financial planning, pension consulting, and access to private investments, employing a mix of investment methods and regularly monitoring accounts to maintain tax efficiency and appropriate portfolio construction.
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