Lipton Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management to a small number of individual retail clients, including individual, joint, custodial and retirement accounts, and manages both fee-based and non-fee-based relationships. It operates as a solo independent adviser focused on helping clients pursue long-term growth objectives.
Investment decisions are driven by fundamental analysis and a stated "Keep It Simple" approach, with a preference for long-term holdings and consideration of each client's liquidity needs. Portfolios are constructed from a limited set of instruments—common and preferred stocks, government and municipal bonds, mutual funds and ETFs, money market funds, exchange-traded limited partnerships—and the firm commonly uses options strategies (covered calls, selling puts, and buying puts for hedging).
Notably, the firm discloses that it has custody-related arrangements—client assets are held at Interactive Brokers and the firm arranges fee withdrawals directly from client accounts—which is uncommon among peers. The principal regularly holds the same securities as clients and actively employs options in client portfolios; the firm is a single-advisor practice with a small, long-term oriented client base and has disclosed prior outside business activities.
Client services
Expertise
Fee options
$1,000 - $250,000: 2.00% $250,001 - $500,000: 1.75% $500,001 - $750,000: 1.50% $750,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
Account minimum: $25,000
Main office
Stuart FL
Advisors at this office
1
Most active in
Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")