Little Point Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Little Point Capital is a fee-based investment adviser that provides discretionary portfolio management primarily for high-net-worth individuals. The firm manages a very small, concentrated set of client accounts and conducts trades under authority granted by clients to implement its strategies.
Its investment process emphasizes market and technical analysis alongside credit-level research, including review of offering circulars, continuing disclosure and trading history to assess specific credits and portfolio composition. Accounts are managed through client-selected custodians, and the firm recommends a major broker-dealer for execution and reporting while disclosing access to that broker’s proprietary research tools.
Compared with many peers, Little Point Capital focuses on truly high-net-worth relationships rather than serving non‑HNW individual clients and maintains a concentrated client base under active discretionary management. It also does not vote client proxies (clients retain voting responsibility) and reports no affiliations with other financial institutions.
Client services
Expertise
Fee options
0.25% to 0.60% annually (25 to 60 basis points) based on portfolio size and asset type
Fee-only: Fee based only on percentage of NAV; no commissions or other compensation unless disclosed
Main office
Riverside CT
Advisors at this office
1
Most active in
Connecticut
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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